Purchases and Sales Made in Q4 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-3K- 3.33% |
$137K - $154K
|
86.9K
$5.26M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-3.54K- 4.16% |
$162K - $183K
|
81.7K
$4.95M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.8K- 4.96% |
$173K - $196K
|
72.8K
$4.41M
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-3.88K- 2.27% |
$177K - $200K
|
167K
$10.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-4.16K- 7.28% |
$190K - $214K
|
53K
$3.21M
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-4.54K- 9.61% |
$207K - $234K
|
42.7K
$2.59M
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4.6K- 2.64% |
$210K - $237K
|
169K
$10.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-4.66K- 11.78% |
$212K - $240K
|
34.9K
$2.11M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.94K- 2.0% |
$225K - $254K
|
242K
$14.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Sargent Investment Group, LLC
|
SELL
|
- |
-5.1K- 28.27% |
$233K - $263K
|
12.9K
$784K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-5.12K- 17.3% |
$234K - $264K
|
24.5K
$1.48M
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-5.3KClosed |
$242K - $273K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-5.67K- 55.72% |
$258K - $292K
|
4.5K
$273K
|
|
|
Jan 14, 2022
Q4 2021
|
Strategy Asset Managers LLC
|
SELL
|
- |
-5.86KClosed |
$267K - $302K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-6.3K- 7.37% |
$287K - $325K
|
79.2K
$4.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
SELL
|
- |
-7.13KClosed |
$325K - $367K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
SELL
|
- |
-8.13K- 5.85% |
$371K - $419K
|
131K
$7.93M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-9.76K- 22.9% |
$445K - $503K
|
32.9K
$1.99M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-11K- 9.94% |
$501K - $566K
|
99.5K
$6.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-14.7K- 3.48% |
$672K - $760K
|
409K
$24.8M
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-17.3KClosed |
$790K - $892K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.6K- 1.55% |
$850K - $960K
|
1.18M
$71.6M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-20.2K- 21.62% |
$919K - $1.04M
|
73.1K
$4.43M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-20.8K- 16.16% |
$948K - $1.07M
|
108K
$6.54M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-23.2K- 0.93% |
$1.06M - $1.2M
|
2.47M
$150M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-27.5K- 2.39% |
$1.25M - $1.42M
|
1.12M
$68.1M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-36.1K- 2.23% |
$1.65M - $1.86M
|
1.58M
$95.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-38K- 18.27% |
$1.73M - $1.96M
|
170K
$10.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-79.4K- 5.18% |
$3.62M - $4.09M
|
1.45M
$88.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-92.6K- 8.72% |
$4.22M - $4.77M
|
970K
$58.8M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-296K- 37.89% |
$13.5M - $15.2M
|
485K
$29.4M
|