Purchases and Sales Made in Q4 2022 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
775K+ 23.98% |
$33.1M - $38.2M
|
4M
$243M
|
|
|
Feb 15, 2023
Q4 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
638KNew |
$27.3M - $31.4M
|
638K
$38.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
584K+ 7.5% |
$25M - $28.8M
|
8.37M
$507M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
573K+ 23.38% |
$24.5M - $28.2M
|
3.02M
$183M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
345K+ 12.68% |
$14.7M - $17M
|
3.06M
$185M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
336K+ 21.35% |
$14.4M - $16.6M
|
1.91M
$116M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
289K+ 95.23% |
$12.4M - $14.2M
|
592K
$35.9M
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
231K+ 1704.49% |
$9.9M - $11.4M
|
245K
$14.8M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
149K+ 10.42% |
$6.38M - $7.35M
|
1.58M
$95.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
133K+ 9.73% |
$5.71M - $6.58M
|
1.5M
$91.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
129K+ 27.23% |
$5.52M - $6.36M
|
603K
$36.5M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
111K+ 68.89% |
$4.76M - $5.49M
|
273K
$16.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
97.9K+ 823.48% |
$4.19M - $4.83M
|
110K
$6.65M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
87.4K+ 5.46% |
$3.74M - $4.31M
|
1.69M
$102M
|
|
|
Jan 25, 2023
Q4 2022
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
83.3KNew |
$3.56M - $4.11M
|
83.3K
$5.05M
|
|
|
Feb 06, 2023
Q4 2022
|
Valmark Advisers, Inc.
|
BUY
|
- |
71.4KNew |
$3.05M - $3.52M
|
71.4K
$4.32M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
64.5K+ 5924.61% |
$2.76M - $3.18M
|
65.6K
$3.98M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
59.3K+ 106.9% |
$2.54M - $2.92M
|
115K
$6.95M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
58.1KNew |
$2.49M - $2.87M
|
58.1K
$3.52M
|
|
|
Feb 13, 2023
Q4 2022
|
Retirement Guys Formula LLC
|
BUY
|
- |
53.5KNew |
$2.29M - $2.64M
|
53.5K
$3.24M
|
|
|
Feb 07, 2023
Q4 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
50.5KNew |
$2.16M - $2.49M
|
50.5K
$3.06M
|
|
|
Feb 09, 2023
Q4 2022
|
Unionview, LLC
Seattle, WA |
BUY
|
- |
50.4K+ 210.99% |
$2.16M - $2.49M
|
74.3K
$4.5M
|
|
|
Jan 31, 2023
Q4 2022
|
Fifth Third Securities, Inc.
|
BUY
|
- |
47.7KNew |
$2.04M - $2.35M
|
47.7K
$2.89M
|
|
|
Feb 10, 2023
Q4 2022
|
Jackson Wealth Management, LLC
|
BUY
|
- |
43.7KNew |
$1.87M - $2.15M
|
43.7K
$2.65M
|
|
|
Jan 31, 2023
Q4 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
42.6KNew |
$1.82M - $2.1M
|
42.6K
$2.58M
|
|
|
Feb 13, 2023
Q4 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
39.3KNew |
$1.68M - $1.94M
|
39.3K
$2.38M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
36.6K+ 3.52% |
$1.57M - $1.81M
|
1.08M
$65.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
BUY
|
- |
35KNew |
$1.5M - $1.73M
|
35K
$2.12M
|
|
|
Feb 13, 2023
Q4 2022
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
35KNew |
$1.5M - $1.73M
|
35K
$2.12M
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
31.5KNew |
$1.35M - $1.56M
|
31.5K
$1.91M
|
|
|
Jan 05, 2023
Q4 2022
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
30.5KNew |
$1.3M - $1.5M
|
30.5K
$1.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
29.9K+ 138.24% |
$1.28M - $1.47M
|
51.5K
$3.12M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
29.6K+ 43.12% |
$1.27M - $1.46M
|
98.3K
$5.95M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
29K+ 53.53% |
$1.24M - $1.43M
|
83.2K
$5.04M
|
|
|
Feb 13, 2023
Q4 2022
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
28.9KNew |
$1.24M - $1.42M
|
28.9K
$1.75M
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
27.5K+ 6.84% |
$1.18M - $1.36M
|
430K
$26.1M
|
|
|
Jan 11, 2023
Q4 2022
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
25.5KNew |
$1.09M - $1.26M
|
25.5K
$1.54M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
24.9K+ 5.4% |
$1.06M - $1.23M
|
486K
$29.4M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
22.9K+ 8.67% |
$979K - $1.13M
|
287K
$17.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
21.8K+ 57.82% |
$932K - $1.07M
|
59.4K
$3.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
20.4K+ 9.69% |
$872K - $1M
|
230K
$14M
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
20K+ 307.51% |
$857K - $987K
|
26.5K
$1.61M
|
|
|
Feb 06, 2023
Q4 2022
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
19.4KNew |
$828K - $955K
|
19.4K
$1.17M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
19.1K+ 3.13% |
$816K - $941K
|
629K
$38.1M
|
|
|
Jan 17, 2023
Q4 2022
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
18.8KNew |
$805K - $928K
|
18.8K
$1.14M
|
|
|
Feb 27, 2023
Q4 2022
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
BUY
|
- |
18.4KNew |
$785K - $905K
|
18.4K
$1.11M
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
17.8K+ 68.52% |
$763K - $880K
|
43.9K
$2.66M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
17.1K+ 41.11% |
$734K - $845K
|
58.8K
$3.57M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
BUY
|
- |
17K+ 599.02% |
$729K - $841K
|
19.9K
$1.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
16.5KNew |
$704K - $812K
|
16.5K
$997K
|