Purchases and Sales Made in Q1 2025 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
91+ 3.16% |
$6.2K - $7.33K
|
2.97K
$235K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
70+ 17.63% |
$4.77K - $5.64K
|
467
$37K
|
|
|
Apr 23, 2025
Q1 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
23+ 0.3% |
$1.57K - $1.85K
|
7.81K
$619K
|
|
|
Apr 28, 2025
Q1 2025
|
Tkg Advisors, LLC
|
BUY
|
- |
19+ 0.51% |
$1.29K - $1.53K
|
3.73K
$296K
|
|
|
Apr 17, 2025
Q1 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
11+ 0.37% |
$749 - $886
|
3K
$238K
|
|
|
May 09, 2025
Q1 2025
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1+ 0.14% |
$68.1 - $80.6
|
719
$57K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4- 0.02% |
$273 - $322
|
16.9K
$1.34M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-30- 0.68% |
$2.04K - $2.42K
|
4.39K
$348K
|
|
|
May 20, 2025
Q1 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-100- 2.49% |
$6.81K - $8.06K
|
3.92K
$311K
|
|
|
Apr 30, 2025
Q1 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-120- 1.26% |
$8.18K - $9.67K
|
9.42K
$747K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-140- 0.36% |
$9.54K - $11.3K
|
38.4K
$3.04M
|
|
|
May 08, 2025
Q1 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-150- 4.74% |
$10.2K - $12.1K
|
3.01K
$239K
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-209- 6.05% |
$14.2K - $16.8K
|
3.25K
$258K
|
|
|
May 01, 2025
Q1 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-230- 1.37% |
$15.7K - $18.5K
|
16.5K
$1.31M
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
SELL
|
- |
-326- 25.47% |
$22.2K - $26.3K
|
954
$75.6K
|
|
|
Apr 30, 2025
Q1 2025
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-368- 9.85% |
$25.1K - $29.6K
|
3.37K
$267K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-405Closed |
$27.6K - $32.6K
|
0
$0
|
|
|
May 05, 2025
Q1 2025
|
Willner & Heller, LLC
|
SELL
|
- |
-487- 6.5% |
$33.2K - $39.2K
|
7.01K
$556K
|
|
|
Apr 21, 2025
Q1 2025
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-558- 6.61% |
$38K - $45K
|
7.89K
$625K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-628- 25.24% |
$42.8K - $50.6K
|
1.86K
$147K
|
|
|
Apr 15, 2025
Q1 2025
|
Strategic Equity Management
|
SELL
|
- |
-1.25K- 11.07% |
$84.8K - $100K
|
10K
$793K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-1.26K- 5.85% |
$85.8K - $101K
|
20.3K
$1.61M
|
|
|
May 08, 2025
Q1 2025
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-1.3K- 8.25% |
$88.8K - $105K
|
14.5K
$1.15M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.6K- 1.21% |
$109K - $129K
|
131K
$10.4M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.97K- 34.03% |
$134K - $159K
|
3.82K
$303K
|
|
|
Apr 22, 2025
Q1 2025
|
Moneywise, Inc.
|
SELL
|
- |
-2.34K- 7.41% |
$159K - $189K
|
29.2K
$2.32M
|
|
|
May 14, 2025
Q1 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.85K- 1.14% |
$194K - $230K
|
248K
$19.6M
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.67K- 4.04% |
$250K - $296K
|
87.2K
$6.92M
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-4.27K- 33.78% |
$291K - $344K
|
8.38K
$664K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.53K- 3.42% |
$308K - $365K
|
128K
$10.1M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-5.02K- 3.74% |
$342K - $405K
|
129K
$10.3M
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-5.36K- 50.0% |
$365K - $432K
|
5.36K
$425K
|
|
|
Apr 21, 2025
Q1 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-6.81K- 48.69% |
$464K - $549K
|
7.18K
$569K
|
|
|
May 02, 2025
Q1 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10.1K- 11.74% |
$687K - $813K
|
75.8K
$6.01M
|
|
|
Apr 22, 2025
Q1 2025
|
Brueske Advisory Services, LLC
Bellevue, WA |
SELL
|
- |
-10.8K- 10.11% |
$737K - $872K
|
96.2K
$7.63M
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-14.6K- 99.44% |
$994K - $1.18M
|
82
$6.5K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-22.5K- 81.7% |
$1.54M - $1.82M
|
5.05K
$400K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-22.7K- 61.66% |
$1.55M - $1.83M
|
14.1K
$1.12M
|
|
|
May 12, 2025
Q1 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-23.6K- 53.16% |
$1.61M - $1.9M
|
20.8K
$1.65M
|
|
|
Apr 25, 2025
Q1 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
SELL
|
- |
-24.8K- 20.28% |
$1.69M - $2M
|
97.4K
$7.73M
|
|
|
May 07, 2025
Q1 2025
|
Marshall Investment Management, LLC
Littleton, CO |
SELL
|
- |
-30.9K- 46.55% |
$2.1M - $2.49M
|
35.5K
$2.81M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-40.4K- 9.85% |
$2.75M - $3.26M
|
370K
$29.3M
|
|
|
May 09, 2025
Q1 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-43.2K- 53.49% |
$2.94M - $3.48M
|
37.5K
$2.98M
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-45.6K- 89.95% |
$3.11M - $3.68M
|
5.1K
$404K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-50.2K- 59.25% |
$3.42M - $4.04M
|
34.5K
$2.74M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-241K- 33.29% |
$16.4M - $19.4M
|
483K
$38.3M
|