Purchases and Sales Made in Q2 2023 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 05, 2023
Q2 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
1+ 0.93% |
$74.9 - $83
|
108
$11.6K
|
|
|
Aug 10, 2023
Q2 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2- 0.07% |
$150 - $166
|
2.98K
$319K
|
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-3- 0.58% |
$225 - $249
|
511
$54.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-19- 0.28% |
$1.42K - $1.58K
|
6.86K
$735K
|
|
|
Aug 07, 2023
Q2 2023
|
Element Wealth, LLC
|
SELL
|
- |
-25- 0.55% |
$1.87K - $2.07K
|
4.51K
$483K
|
|
|
Aug 04, 2023
Q2 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-38- 0.48% |
$2.85K - $3.15K
|
7.96K
$852K
|
|
|
Jul 21, 2023
Q2 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-43- 1.11% |
$3.22K - $3.57K
|
3.85K
$412K
|
|
|
Aug 14, 2023
Q2 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-55- 0.26% |
$4.12K - $4.56K
|
21.5K
$2.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-66- 0.46% |
$4.94K - $5.47K
|
14.2K
$1.52M
|
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-73- 24.66% |
$5.47K - $6.06K
|
223
$23.9K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-75Closed |
$5.62K - $6.22K
|
0
$0
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-88- 0.85% |
$6.59K - $7.3K
|
10.3K
$1.1M
|
|
|
Jul 13, 2023
Q2 2023
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-100- 66.67% |
$7.49K - $8.3K
|
50
$5.36K
|
|
|
Jul 12, 2023
Q2 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-101- 1.9% |
$7.57K - $8.38K
|
5.22K
$559K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-155- 14.22% |
$11.6K - $12.9K
|
935
$100K
|
|
|
Aug 02, 2023
Q2 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-169- 0.82% |
$12.7K - $14K
|
20.5K
$2.19M
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-171- 0.51% |
$12.8K - $14.2K
|
33.6K
$3.6M
|
|
|
Jul 20, 2023
Q2 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-178- 2.34% |
$13.3K - $14.8K
|
7.44K
$797K
|
|
|
Aug 07, 2023
Q2 2023
|
Keystone Financial Group
|
SELL
|
- |
-217- 6.99% |
$16.3K - $18K
|
2.89K
$309K
|
|
|
Jul 21, 2023
Q2 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
SELL
|
- |
-237- 0.82% |
$17.8K - $19.7K
|
28.8K
$3.08M
|
|
|
Aug 14, 2023
Q2 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-276- 0.32% |
$20.7K - $22.9K
|
85.8K
$9.19M
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-327- 42.3% |
$24.5K - $27.1K
|
446
$47.8K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-395- 4.96% |
$29.6K - $32.8K
|
7.57K
$810K
|
|
|
Aug 04, 2023
Q2 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-414- 11.76% |
$31K - $34.3K
|
3.11K
$333K
|
|
|
Jul 13, 2023
Q2 2023
|
Wealth Alliance Advisory Group, LLC
|
SELL
|
- |
-497- 0.46% |
$37.2K - $41.2K
|
108K
$11.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-500- 10.09% |
$37.5K - $41.5K
|
4.45K
$477K
|
|
|
Aug 02, 2023
Q2 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-500- 12.44% |
$37.5K - $41.5K
|
3.52K
$377K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-534- 15.07% |
$40K - $44.3K
|
3.01K
$322K
|
|
|
Aug 04, 2023
Q2 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-800- 16.5% |
$59.9K - $66.4K
|
4.05K
$434K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-851- 4.75% |
$63.8K - $70.6K
|
17.1K
$1.83M
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-871- 17.19% |
$65.3K - $72.2K
|
4.2K
$449K
|
|
|
Jul 26, 2023
Q2 2023
|
Root Financial Partners, LLC
Solana Beach, CA |
SELL
|
- |
-991- 7.79% |
$74.2K - $82.2K
|
11.7K
$1.26M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.41K- 6.71% |
$105K - $117K
|
19.6K
$2.1M
|
|
|
Aug 16, 2023
Q2 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
SELL
|
- |
-1.51K- 11.58% |
$113K - $125K
|
11.5K
$1.23M
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.82K- 2.59% |
$136K - $151K
|
68.4K
$7.33M
|
|
|
Jul 21, 2023
Q2 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.82K- 2.95% |
$137K - $151K
|
60K
$6.43M
|
|
|
Jul 18, 2023
Q2 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-1.94K- 11.43% |
$145K - $161K
|
15K
$1.61M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.14K- 0.89% |
$160K - $177K
|
239K
$25.6M
|
|
|
Jul 17, 2023
Q2 2023
|
Retirement Guys Formula LLC
|
SELL
|
- |
-2.19K- 7.3% |
$164K - $182K
|
27.8K
$2.98M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.35K- 34.26% |
$176K - $195K
|
4.51K
$483K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.5K- 1.73% |
$187K - $207K
|
142K
$15.2M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.09K- 11.82% |
$232K - $256K
|
23.1K
$2.47M
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
SELL
|
- |
-3.15K- 56.6% |
$236K - $261K
|
2.41K
$258K
|
|
|
Jul 26, 2023
Q2 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4.31K- 26.02% |
$323K - $357K
|
12.2K
$1.31M
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-6.05K- 8.08% |
$453K - $502K
|
68.9K
$7.38M
|
|
|
Jul 28, 2023
Q2 2023
|
Hapanowicz & Associates Financial Services, Inc
|
SELL
|
- |
-7.38K- 3.36% |
$553K - $612K
|
212K
$22.8M
|
|
|
Aug 07, 2023
Q2 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8.33K- 35.3% |
$624K - $691K
|
15.3K
$1.64M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.5K- 1.81% |
$789K - $873K
|
571K
$61.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.2K- 17.07% |
$838K - $928K
|
54.4K
$5.82M
|
|
|
Aug 11, 2023
Q2 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-11.2K- 25.63% |
$840K - $930K
|
32.5K
$3.48M
|