Purchases and Sales Made in Q4 2023 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
42.1K+ 19.1% |
$3.15M - $3.92M
|
262K
$28.1M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
23.1K+ 11.49% |
$1.73M - $2.15M
|
224K
$24M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
19.8K+ 509.16% |
$1.48M - $1.85M
|
23.7K
$2.54M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.6K+ 16.65% |
$1.39M - $1.73M
|
130K
$14M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
18.4K+ 21.26% |
$1.38M - $1.71M
|
105K
$11.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
17K+ 32.18% |
$1.27M - $1.58M
|
70K
$7.5M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
15.8K+ 9.6% |
$1.19M - $1.47M
|
181K
$19.4M
|
|
|
Jan 26, 2024
Q4 2023
|
G&S Capital LLC
|
BUY
|
- |
12.2KNew |
$914K - $1.14M
|
12.2K
$1.31M
|
|
|
Jan 31, 2024
Q4 2023
|
Hapanowicz & Associates Financial Services, Inc
|
BUY
|
- |
10.7K+ 4.84% |
$803K - $998K
|
233K
$24.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.7KNew |
$798K - $993K
|
10.7K
$1.14M
|
|
|
Feb 14, 2024
Q4 2023
|
Lakeridge Wealth Management LLC
Mentor, OH |
BUY
|
- |
10.5KNew |
$787K - $979K
|
10.5K
$1.13M
|
|
|
Jan 12, 2024
Q4 2023
|
Sweet Financial Partners, LLC
|
BUY
|
- |
10K+ 42.01% |
$749K - $931K
|
33.8K
$3.62M
|
|
|
Jan 02, 2024
Q4 2023
|
Park National Corp
|
BUY
|
- |
9.07K+ 11.51% |
$679K - $844K
|
87.9K
$9.41M
|
|
|
Feb 08, 2024
Q4 2023
|
Main Line Retirement Advisors, LLC
Radnor, PA |
BUY
|
- |
8.86K+ 9.61% |
$663K - $824K
|
101K
$10.8M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
8.12K+ 128.94% |
$607K - $755K
|
14.4K
$1.54M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.56K+ 50.01% |
$416K - $517K
|
16.7K
$1.79M
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
4.98KNew |
$372K - $463K
|
4.98K
$533K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
4.4KNew |
$329K - $409K
|
4.4K
$471K
|
|
|
Jan 10, 2024
Q4 2023
|
City Holding CO
|
BUY
|
- |
4.19K+ 365.59% |
$313K - $389K
|
5.33K
$571K
|
|
|
Jan 10, 2024
Q4 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
4.09K+ 3.7% |
$306K - $381K
|
115K
$12.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.52K+ 9.35% |
$263K - $327K
|
41.1K
$4.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.5KNew |
$262K - $325K
|
3.5K
$375K
|
|
|
Jan 18, 2024
Q4 2023
|
Trueblood Wealth Management, LLC
Lima, OH |
BUY
|
- |
3.26KNew |
$244K - $303K
|
3.26K
$349K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.18K+ 3.11% |
$238K - $296K
|
105K
$11.3M
|
|
|
Feb 23, 2024
Q4 2023
|
Tkg Advisors, LLC
|
BUY
|
- |
2.93KNew |
$219K - $273K
|
2.93K
$314K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.62K+ 2.57% |
$196K - $244K
|
105K
$11.2M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
2.6KNew |
$195K - $242K
|
2.6K
$279K
|
|
|
Feb 13, 2024
Q4 2023
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
2.56KNew |
$192K - $238K
|
2.56K
$274K
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
2.41K+ 3.87% |
$180K - $224K
|
64.6K
$6.92M
|
|
|
Jan 19, 2024
Q4 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
2.37K+ 7.98% |
$178K - $221K
|
32.1K
$3.44M
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
2.36KNew |
$177K - $220K
|
2.36K
$253K
|
|
|
Jan 24, 2024
Q4 2023
|
Venture Visionary Partners LLC
|
BUY
|
- |
2.34KNew |
$175K - $218K
|
2.34K
$251K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.32KNew |
$174K - $216K
|
2.32K
$249K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.28KNew |
$170K - $212K
|
2.28K
$244K
|
|
|
Feb 07, 2024
Q4 2023
|
Private Portfolio Partners LLC
|
BUY
|
- |
2.24KNew |
$167K - $208K
|
2.24K
$240K
|
|
|
Jan 18, 2024
Q4 2023
|
Well Done, LLC
|
BUY
|
- |
2.19KNew |
$164K - $204K
|
2.19K
$235K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.19KNew |
$164K - $204K
|
2.19K
$235K
|
|
|
Feb 05, 2024
Q4 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.42K+ 5.2% |
$106K - $132K
|
28.7K
$3.07M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.3K+ 7.59% |
$97.3K - $121K
|
18.4K
$1.97M
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.27K+ 5.63% |
$95.3K - $119K
|
23.9K
$2.56M
|
|
|
Feb 09, 2024
Q4 2023
|
Keystone Financial Group
|
BUY
|
- |
745+ 28.88% |
$55.7K - $69.3K
|
3.33K
$356K
|
|
|
Jan 23, 2024
Q4 2023
|
Tsfg, LLC
|
BUY
|
- |
665New |
$49.8K - $61.9K
|
665
$71.2K
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
652+ 8.09% |
$48.8K - $60.7K
|
8.71K
$933K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
643+ 6.1% |
$48.1K - $59.8K
|
11.2K
$1.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
624+ 3.37% |
$46.7K - $58.1K
|
19.2K
$2.05M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
500+ 10.81% |
$37.4K - $46.5K
|
5.12K
$549K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
438+ 15.7% |
$32.8K - $40.8K
|
3.23K
$346K
|
|
|
Feb 01, 2024
Q4 2023
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
387New |
$29K - $36K
|
387
$41.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
336+ 7.59% |
$25.1K - $31.3K
|
4.76K
$510K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
328+ 2.16% |
$24.5K - $30.5K
|
15.5K
$1.66M
|