Latest Institutional Transactions on Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information on the latest institutional transactions involving Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-433Closed |
$8.87K - $10.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 06, 2020
Q1 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-9.9KClosed |
$174K - $249K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-1.28KClosed |
$29.9K - $32.5K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-450Closed |
$10.5K - $11.4K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-500Closed |
$11.7K - $12.7K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.25KClosed |
$29.4K - $31.7K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
D.A. Davidson & Co.
|
SELL
|
- |
-9KClosed |
$212K - $229K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-380Closed |
$8.95K - $9.65K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-13KClosed |
$295K - $312K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 08, 2019
Q1 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-1.91KClosed |
$41.8K - $43.6K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-2.85KClosed |
$62.6K - $65.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-4.1KClosed |
$81.8K - $91.3K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-16.3KClosed |
$324K - $362K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
44.9KNew |
$953K - $998K
|
44.9K
$693K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-5.51KClosed |
$117K - $122K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-10.7KClosed |
$228K - $238K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.65KClosed |
$35K - $36.6K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-12.5KClosed |
$265K - $272K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Mar 24, 2023
Q1 2018
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.74K- 94.97% |
$57.4K - $62.9K
|
145
$2.24K
|
|
|
May 08, 2018
Q1 2018
|
Us Bancorp \De\
|
SELL
|
- |
-3.97KClosed |
$83.4K - $91.4K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.35KClosed |
$28.3K - $31.1K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 15, 2018
Q4 2017
|
Ashford Capital Management Inc
Wilmington, DE |
SELL
|
- |
-56.4KClosed |
$1.25M - $1.31M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-9KClosed |
$199K - $208K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-228Closed |
$5.05K - $5.27K
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Conning Inc.
|
SELL
|
- |
-38.1KClosed |
$844K - $881K
|
0
$0
|
|