Purchases and Sales Made in Q1 2023 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q1 2023. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
107K+ 9.98% |
$1.73M - $1.89M
|
1.18M
$18.3M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
81.4K+ 86.43% |
$1.32M - $1.44M
|
176K
$2.72M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
41.1K+ 166.92% |
$668K - $729K
|
65.8K
$1.02M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
32.2K+ 15.39% |
$522K - $570K
|
241K
$3.74M
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
22.5KNew |
$366K - $399K
|
22.5K
$349K
|
|
|
Apr 25, 2023
Q1 2023
|
Xcel Wealth Management, LLC
|
BUY
|
- |
17.6K+ 34.66% |
$286K - $313K
|
68.5K
$1.06M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12.1KNew |
$197K - $215K
|
12.1K
$188K
|
|
|
Apr 26, 2023
Q1 2023
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
11.7KNew |
$190K - $207K
|
11.7K
$181K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
11.5K+ 3.45% |
$186K - $203K
|
344K
$5.33M
|
|
|
May 02, 2023
Q1 2023
|
Carl P. Sherr & Co., LLC
|
BUY
|
- |
11.3KNew |
$184K - $201K
|
11.3K
$176K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.2KNew |
$165K - $181K
|
10.2K
$158K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.89K+ 9.34% |
$112K - $122K
|
80.7K
$1.25M
|
|
|
Jun 05, 2023
Q1 2023
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
5.98K+ 5.08% |
$97.1K - $106K
|
124K
$1.92M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
5.88K+ 18.89% |
$95.4K - $104K
|
37K
$573K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.6K+ 3.48% |
$74.7K - $81.5K
|
137K
$2.12M
|
|
|
May 12, 2023
Q1 2023
|
Schnieders Capital Management LLC
|
BUY
|
- |
4.25K+ 17.93% |
$69K - $75.4K
|
28K
$434K
|
|
|
May 10, 2023
Q1 2023
|
Cooper Financial Group
|
BUY
|
- |
2.46K+ 9.38% |
$39.9K - $43.6K
|
28.7K
$445K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.25K+ 22.47% |
$36.5K - $39.9K
|
12.3K
$190K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.21K+ 0.95% |
$35.9K - $39.2K
|
235K
$3.64M
|
|
|
May 11, 2023
Q1 2023
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
1.92K+ 1.81% |
$31.2K - $34K
|
108K
$1.67M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.79K+ 6.78% |
$29.1K - $31.7K
|
28.2K
$437K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.7KNew |
$27.6K - $30.1K
|
1.7K
$26.4K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.49K+ 3.18% |
$24.1K - $26.4K
|
48.2K
$747K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.25KNew |
$20.3K - $22.2K
|
1.25K
$19.4K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
700+ 45.54% |
$11.4K - $12.4K
|
2.24K
$34.7K
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
670+ 86.45% |
$10.9K - $11.9K
|
1.45K
$22.4K
|
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
604+ 4.07% |
$9.81K - $10.7K
|
15.4K
$239K
|
|
|
May 11, 2023
Q1 2023
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
BUY
|
- |
500+ 4.26% |
$8.12K - $8.87K
|
12.3K
$190K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
431+ 1.53% |
$7K - $7.64K
|
28.7K
$445K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
394New |
$6.4K - $6.99K
|
394
$6.11K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
213+ 0.4% |
$3.46K - $3.78K
|
53.2K
$825K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
57+ 0.39% |
$926 - $1.01K
|
14.5K
$225K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
23+ 0.74% |
$374 - $408
|
3.12K
$48.3K
|
|
|
Jul 10, 2023
Q1 2023
|
Triad Investment Management
|
BUY
|
- |
8+ 0.07% |
$130 - $142
|
12K
$187K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-114- 0.96% |
$1.85K - $2.02K
|
11.7K
$182K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-287- 1.35% |
$4.66K - $5.09K
|
21K
$326K
|
|
|
May 10, 2023
Q1 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-339- 2.17% |
$5.51K - $6.01K
|
15.3K
$237K
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO
|
SELL
|
- |
-616- 1.53% |
$10K - $10.9K
|
39.6K
$614K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-738- 3.78% |
$12K - $13.1K
|
18.8K
$291K
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.8K- 13.01% |
$29.2K - $31.9K
|
12K
$187K
|
|
|
Apr 26, 2023
Q1 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-2.02K- 1.84% |
$32.9K - $35.9K
|
108K
$1.68M
|
|
|
May 15, 2023
Q1 2023
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-3.1K- 4.03% |
$50.3K - $55K
|
73.9K
$1.15M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.17K- 2.2% |
$51.5K - $56.3K
|
141K
$2.19M
|
|
|
Apr 19, 2023
Q1 2023
|
David J Yvars Group
|
SELL
|
- |
-4.81K- 9.17% |
$78.1K - $85.2K
|
47.6K
$738K
|
|
|
May 15, 2023
Q1 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-5.01K- 10.53% |
$81.3K - $88.8K
|
42.6K
$660K
|
|
|
Apr 20, 2023
Q1 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-5.42K- 8.03% |
$88K - $96K
|
62K
$962K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-7.82K- 20.14% |
$127K - $139K
|
31K
$481K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.36K- 7.34% |
$152K - $166K
|
118K
$1.83M
|
|
|
May 11, 2023
Q1 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-12.7K- 10.95% |
$206K - $225K
|
103K
$1.6M
|