Purchases and Sales Made in Q3 2022 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q3 2022. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
751KNew |
$11.3M - $14.3M
|
751K
$11.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
125K+ 16.65% |
$1.88M - $2.37M
|
874K
$13.6M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
98.5K+ 96.83% |
$1.49M - $1.87M
|
200K
$3.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
34.7KNew |
$524K - $659K
|
34.7K
$539K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
19.9K+ 179.99% |
$300K - $377K
|
30.9K
$479K
|
|
|
Nov 14, 2022
Q3 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
18.5K+ 35.73% |
$280K - $352K
|
70.4K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.7KNew |
$237K - $298K
|
15.7K
$243K
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
13.3KNew |
$201K - $253K
|
13.3K
$206K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.3K+ 7.96% |
$185K - $233K
|
167K
$2.58M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.1KNew |
$152K - $191K
|
10.1K
$156K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.26K+ 4.98% |
$125K - $157K
|
174K
$2.7M
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5.07K+ 4.83% |
$76.4K - $96.2K
|
110K
$1.71M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.55KNew |
$53.6K - $67.5K
|
3.55K
$55.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Bison Wealth, LLC
|
BUY
|
- |
3.03K+ 6.22% |
$45.8K - $57.6K
|
51.8K
$803K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.88KNew |
$43.5K - $54.7K
|
2.88K
$44.7K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.74K+ 6.03% |
$41.3K - $51.9K
|
48.1K
$745K
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.7K+ 13.64% |
$25.7K - $32.3K
|
14.2K
$220K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.2K+ 2.5% |
$18.1K - $22.8K
|
49.3K
$765K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.11K+ 10.81% |
$16.8K - $21.1K
|
11.4K
$177K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.01K+ 5.05% |
$15.3K - $19.2K
|
21K
$326K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
740+ 0.47% |
$11.2K - $14.1K
|
158K
$2.45M
|
|
|
Nov 14, 2022
Q3 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
287+ 1.98% |
$4.33K - $5.45K
|
14.8K
$230K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
140+ 0.98% |
$2.11K - $2.66K
|
14.4K
$223K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
BUY
|
- |
115+ 2.93% |
$1.74K - $2.18K
|
4.04K
$62.7K
|
|
|
Nov 09, 2022
Q3 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
100+ 0.42% |
$1.51K - $1.9K
|
23.7K
$368K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
75+ 0.3% |
$1.13K - $1.42K
|
25.3K
$393K
|
|
|
Nov 10, 2022
Q3 2022
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
14+ 0.09% |
$211 - $266
|
15.6K
$242K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 26, 2022
Q3 2022
|
David J Yvars Group
|
SELL
|
- |
-31- 0.05% |
$468 - $589
|
56.7K
$879K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-44- 0.14% |
$664 - $836
|
31.7K
$491K
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-55- 0.13% |
$830 - $1.04K
|
40.7K
$632K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-166- 8.88% |
$2.5K - $3.15K
|
1.7K
$26.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-208Closed |
$3.14K - $3.95K
|
0
$0
|
|
|
Nov 03, 2022
Q3 2022
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-234- 0.22% |
$3.53K - $4.44K
|
104K
$1.62M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-468- 1.76% |
$7.06K - $8.89K
|
26.2K
$406K
|
|
|
Oct 24, 2022
Q3 2022
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-500- 0.71% |
$7.55K - $9.5K
|
70.1K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-644- 1.53% |
$9.72K - $12.2K
|
41.5K
$644K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-788- 2.31% |
$11.9K - $15K
|
33.3K
$517K
|
|
|
Mar 14, 2023
Q3 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-1.04K- 4.53% |
$15.6K - $19.7K
|
21.9K
$339K
|
|
|
Nov 07, 2022
Q3 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-1.04K- 4.53% |
$15.7K - $19.7K
|
21.9K
$339K
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.4K- 7.99% |
$21.1K - $26.6K
|
16.1K
$250K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.55K- 83.81% |
$53.5K - $67.3K
|
685
$10.6K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.24K- 19.99% |
$79K - $99.4K
|
21K
$325K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.3K- 28.43% |
$95.1K - $120K
|
15.9K
$246K
|
|
|
Nov 14, 2022
Q3 2022
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-6.57K- 7.76% |
$99.1K - $125K
|
78K
$1.21M
|
|
|
Oct 18, 2022
Q3 2022
|
Triad Investment Management
|
SELL
|
- |
-10.2K- 41.93% |
$154K - $194K
|
14.1K
$219K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-11.9K- 10.21% |
$180K - $226K
|
105K
$1.62M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-25.6K- 8.12% |
$386K - $486K
|
289K
$4.49M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-28.6K- 14.27% |
$432K - $544K
|
172K
$2.67M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-49.8K- 12.6% |
$751K - $946K
|
345K
$5.35M
|