Purchases and Sales Made in Q3 2023 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q3 2023. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
103K+ 7.36% |
$1.53M - $1.75M
|
1.51M
$23.4M
|
|
|
Oct 13, 2023
Q3 2023
|
Cooper Financial Group
|
BUY
|
- |
91.7K+ 238.38% |
$1.36M - $1.55M
|
130K
$2.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
86.4K+ 110.84% |
$1.28M - $1.46M
|
164K
$2.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
50.6K+ 150.25% |
$750K - $855K
|
84.3K
$1.31M
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO
|
BUY
|
- |
44.3K+ 327.65% |
$656K - $747K
|
57.8K
$896K
|
|
|
Oct 04, 2023
Q3 2023
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
23.2K+ 18.36% |
$344K - $392K
|
149K
$2.32M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
20.4K+ 164.43% |
$302K - $344K
|
32.7K
$508K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11.5K+ 6.89% |
$170K - $194K
|
178K
$2.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Portfolio Partners LLC
|
BUY
|
- |
10.2KNew |
$152K - $173K
|
10.2K
$159K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
8.76KNew |
$130K - $148K
|
8.76K
$136K
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
8KNew |
$119K - $135K
|
8K
$124K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.32K+ 3.87% |
$78.9K - $89.9K
|
143K
$2.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.45K+ 5.04% |
$51.1K - $58.2K
|
71.8K
$1.11M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.28K+ 9.47% |
$48.6K - $55.4K
|
37.9K
$588K
|
|
|
Oct 26, 2023
Q3 2023
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
2.5KNew |
$37.1K - $42.2K
|
2.5K
$38.8K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.8KNew |
$26.7K - $30.4K
|
1.8K
$27.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1.25K+ 7.18% |
$18.6K - $21.2K
|
18.7K
$291K
|
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
BUY
|
- |
1.11K+ 2.62% |
$16.5K - $18.8K
|
43.7K
$677K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.05K+ 8.42% |
$15.6K - $17.7K
|
13.5K
$210K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
585+ 2.71% |
$8.67K - $9.88K
|
22.2K
$344K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
306New |
$4.53K - $5.17K
|
306
$4.75K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
252+ 2.42% |
$3.73K - $4.26K
|
10.7K
$166K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
232+ 0.82% |
$3.44K - $3.92K
|
28.6K
$444K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
121New |
$1.79K - $2.04K
|
121
$1.88K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
63+ 0.43% |
$934 - $1.06K
|
14.6K
$227K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
10New |
$148 - $169
|
10
$155
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
5+ 1.36% |
$74.1 - $84.5
|
373
$5.79K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-152- 1.47% |
$2.25K - $2.57K
|
10.2K
$158K
|
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-159- 0.15% |
$2.36K - $2.69K
|
108K
$1.67M
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-200- 0.19% |
$2.96K - $3.38K
|
103K
$1.59M
|
|
|
Nov 09, 2023
Q3 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-211- 1.37% |
$3.13K - $3.56K
|
15.1K
$235K
|
|
|
Oct 13, 2023
Q3 2023
|
David J Yvars Group
|
SELL
|
- |
-599- 1.25% |
$8.88K - $10.1K
|
47.5K
$737K
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-670- 79.29% |
$9.93K - $11.3K
|
175
$2.71K
|
|
|
Oct 27, 2023
Q3 2023
|
Walker Asset Management, LLC
|
SELL
|
- |
-1K- 2.11% |
$14.8K - $16.9K
|
46.3K
$718K
|
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-1.16K- 1.06% |
$17.2K - $19.6K
|
108K
$1.67M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.19K- 2.22% |
$17.7K - $20.1K
|
52.4K
$813K
|
|
|
Nov 14, 2023
Q3 2023
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-1.68K- 2.4% |
$24.9K - $28.4K
|
68.3K
$1.06M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.62K- 8.82% |
$38.8K - $44.2K
|
27.1K
$420K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.47K- 6.54% |
$51.4K - $58.5K
|
49.6K
$769K
|
|
|
Oct 30, 2023
Q3 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-6.18K- 7.43% |
$91.6K - $104K
|
77.1K
$1.2M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-8.4K- 34.15% |
$124K - $142K
|
16.2K
$251K
|
|
|
Nov 13, 2023
Q3 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-10.4K- 9.8% |
$154K - $176K
|
95.9K
$1.49M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11K- 8.32% |
$162K - $185K
|
121K
$1.87M
|
|
|
Oct 17, 2023
Q3 2023
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-12.7K- 17.42% |
$188K - $214K
|
60K
$931K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-18.8K- 6.27% |
$279K - $318K
|
282K
$4.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-77.1K- 39.66% |
$1.14M - $1.3M
|
117K
$1.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-79.5K- 73.24% |
$1.18M - $1.34M
|
29.1K
$451K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-278K- 79.59% |
$4.13M - $4.7M
|
71.4K
$1.11M
|