Purchases and Sales Made in Q4 2021 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q4 2021. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Kenfarb & Co.
Ashland, KY |
BUY
|
- |
84.6KNew |
$1.96M - $2.07M
|
84.6K
$1.34M
|
|
|
Feb 23, 2022
Q4 2021
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
59.7KNew |
$1.39M - $1.46M
|
59.7K
$947K
|
|
|
Apr 14, 2022
Q4 2021
|
Walker Asset Management, LLC
|
BUY
|
- |
52.8KNew |
$1.22M - $1.29M
|
52.8K
$837K
|
|
|
Jan 24, 2022
Q4 2021
|
David J Yvars Group
|
BUY
|
- |
47.4K+ 134.57% |
$1.1M - $1.16M
|
82.6K
$1.31M
|
|
|
Apr 27, 2022
Q4 2021
|
Triad Investment Management
|
BUY
|
- |
36.3KNew |
$843K - $888K
|
36.3K
$576K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
35.6K+ 66.71% |
$826K - $869K
|
88.9K
$1.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
25.4K+ 59.86% |
$588K - $620K
|
67.7K
$1.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
22.3KNew |
$518K - $546K
|
22.3K
$354K
|
|
|
Feb 02, 2022
Q4 2021
|
Bison Wealth, LLC
|
BUY
|
- |
21.7K+ 115.78% |
$504K - $531K
|
40.5K
$642K
|
|
|
Feb 14, 2022
Q4 2021
|
Elco Management Co., LLC
New York, NY |
BUY
|
- |
20.2KNew |
$469K - $493K
|
20.2K
$320K
|
|
|
Jan 28, 2022
Q4 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
18.6KNew |
$432K - $455K
|
18.6K
$295K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
17.7KNew |
$410K - $432K
|
17.7K
$281K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15K+ 8.46% |
$347K - $365K
|
192K
$3.04M
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
13.9KNew |
$322K - $339K
|
13.9K
$220K
|
|
|
Feb 11, 2022
Q4 2021
|
Carl P. Sherr & Co., LLC
|
BUY
|
- |
11.3KNew |
$263K - $277K
|
11.3K
$180K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.6KNew |
$223K - $234K
|
9.6K
$152K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
9.37KNew |
$217K - $229K
|
9.37K
$149K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
5KNew |
$116K - $122K
|
5K
$79.3K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4.28K+ 2580.12% |
$99.4K - $105K
|
4.45K
$70.6K
|
|
|
Mar 14, 2023
Q4 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
4.04K+ 21.81% |
$93.8K - $98.7K
|
22.6K
$358K
|
|
|
Feb 14, 2022
Q4 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
4.04K+ 21.8% |
$93.7K - $98.7K
|
22.6K
$358K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
3.18K+ 10.51% |
$73.8K - $77.7K
|
33.4K
$530K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
2.6K+ 9.39% |
$60.2K - $63.4K
|
30.2K
$479K
|
|
|
Feb 03, 2022
Q4 2021
|
Schnieders Capital Management LLC
|
BUY
|
- |
2.5K+ 23.58% |
$58K - $61.1K
|
13.1K
$208K
|
|
|
Feb 11, 2022
Q4 2021
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
1.98K+ 13.94% |
$46K - $48.5K
|
16.2K
$257K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.77K+ 22.96% |
$41.1K - $43.2K
|
9.48K
$150K
|
|
|
Feb 08, 2022
Q4 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
1.65K+ 2.81% |
$38.3K - $40.3K
|
60.3K
$957K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.44K+ 6.11% |
$33.4K - $35.2K
|
25K
$397K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.44K+ 4.76% |
$33.3K - $35.1K
|
31.6K
$501K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
760+ 2.74% |
$17.6K - $18.6K
|
28.5K
$452K
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
650New |
$15.1K - $15.9K
|
650
$10.3K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
180+ 0.89% |
$4.18K - $4.4K
|
20.5K
$325K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
146+ 1.18% |
$3.39K - $3.57K
|
12.5K
$199K
|
|
|
Jan 18, 2022
Q4 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
53+ 0.06% |
$1.23K - $1.29K
|
96.4K
$1.53M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
17+ 0.94% |
$394 - $415
|
1.82K
$28.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
3+ 0.02% |
$69.6 - $73.3
|
14K
$222K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-72- 0.15% |
$1.67K - $1.76K
|
48.8K
$774K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-83Closed |
$1.93K - $2.03K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-500- 4.57% |
$11.6K - $12.2K
|
10.4K
$166K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-819Closed |
$19K - $20K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.6K- 10.22% |
$37.1K - $39K
|
14K
$223K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.64K- 1.14% |
$38.1K - $40.2K
|
142K
$2.26M
|
|
|
Jan 26, 2022
Q4 2021
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-3K- 19.42% |
$69.6K - $73.3K
|
12.5K
$197K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.75K- 28.11% |
$87K - $91.6K
|
9.59K
$152K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.79K- 28.85% |
$87.9K - $92.6K
|
9.35K
$148K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.85K- 5.84% |
$89.3K - $94K
|
62K
$983K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-4.43K- 28.62% |
$103K - $108K
|
11.1K
$175K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.37K- 1.55% |
$125K - $131K
|
341K
$5.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.81K- 6.08% |
$135K - $142K
|
89.8K
$1.42M
|