Purchases and Sales Made in Q4 2022 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q4 2022. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
196K+ 22.45% |
$2.93M - $3.33M
|
1.07M
$17M
|
|
|
Jun 05, 2023
Q4 2022
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
118KNew |
$1.75M - $2M
|
118K
$1.87M
|
|
|
Feb 14, 2023
Q4 2022
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
106KNew |
$1.58M - $1.8M
|
106K
$1.68M
|
|
|
Jan 19, 2023
Q4 2022
|
Xcel Wealth Management, LLC
|
BUY
|
- |
50.9KNew |
$758K - $864K
|
50.9K
$807K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
33.4K+ 20.06% |
$498K - $568K
|
200K
$3.17M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
32.3K+ 77.75% |
$481K - $548K
|
73.8K
$1.17M
|
|
|
Jan 13, 2023
Q4 2022
|
Cooper Financial Group
|
BUY
|
- |
26.2KNew |
$391K - $446K
|
26.2K
$416K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.8KNew |
$235K - $268K
|
15.8K
$250K
|
|
|
Feb 07, 2023
Q4 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
15.7K+ 22.34% |
$235K - $267K
|
86.2K
$1.37M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.6K+ 1.55% |
$173K - $197K
|
763K
$12.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.4KNew |
$155K - $176K
|
10.4K
$164K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.83K+ 4.41% |
$132K - $150K
|
209K
$3.31M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
7.91K+ 25.61% |
$118K - $134K
|
38.8K
$615K
|
|
|
Feb 08, 2023
Q4 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
5.89K+ 5.64% |
$87.7K - $100K
|
110K
$1.75M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5.72K+ 5.2% |
$85.3K - $97.2K
|
116K
$1.83M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
4.26KNew |
$63.5K - $72.3K
|
4.26K
$67.5K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
3.62K+ 7.33% |
$54K - $61.5K
|
53K
$840K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
3.09KNew |
$46.1K - $52.6K
|
3.09K
$49.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.54KNew |
$22.9K - $26.1K
|
1.54K
$24.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
650New |
$9.69K - $11K
|
650
$10.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
650New |
$9.69K - $11K
|
650
$10.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
500+ 3.53% |
$7.46K - $8.5K
|
14.7K
$233K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
394New |
$5.87K - $6.69K
|
394
$6.25K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
208+ 0.79% |
$3.1K - $3.53K
|
26.4K
$418K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
64+ 0.45% |
$954 - $1.09K
|
14.4K
$229K
|
|
|
Feb 09, 2023
Q4 2022
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
49+ 0.31% |
$731 - $833
|
15.6K
$248K
|
|
|
Feb 13, 2023
Q4 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
26+ 0.18% |
$388 - $442
|
14.8K
$235K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-445- 64.96% |
$6.63K - $7.56K
|
240
$3.81K
|
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO
|
SELL
|
- |
-499- 1.23% |
$7.44K - $8.48K
|
40.2K
$638K
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-572- 1.65% |
$8.53K - $9.72K
|
34.2K
$542K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
SELL
|
- |
-650- 16.09% |
$9.69K - $11K
|
3.39K
$53.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-674- 2.66% |
$10K - $11.5K
|
24.6K
$391K
|
|
|
Jan 30, 2023
Q4 2022
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-800- 6.37% |
$11.9K - $13.6K
|
11.8K
$186K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-921- 5.87% |
$13.7K - $15.6K
|
14.8K
$234K
|
|
|
Feb 14, 2023
Q4 2022
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-1K- 1.28% |
$14.9K - $17K
|
77K
$1.22M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.36K- 2.83% |
$20.3K - $23.1K
|
46.7K
$741K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.4K- 12.28% |
$20.9K - $23.8K
|
10K
$159K
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.04K- 12.82% |
$30.3K - $34.6K
|
13.8K
$219K
|
|
|
Jan 27, 2023
Q4 2022
|
Triad Investment Management
|
SELL
|
- |
-2.11K- 14.92% |
$31.4K - $35.8K
|
12K
$191K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.23K- 6.69% |
$33.3K - $37.9K
|
31.1K
$493K
|
|
|
Feb 01, 2023
Q4 2022
|
Walker Asset Management, LLC
|
SELL
|
- |
-2.24K- 4.25% |
$33.4K - $38.1K
|
50.5K
$801K
|
|
|
Jan 20, 2023
Q4 2022
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-2.6K- 3.71% |
$38.8K - $44.2K
|
67.5K
$1.07M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.41K- 10.78% |
$50.9K - $58K
|
28.2K
$448K
|
|
|
Feb 10, 2023
Q4 2022
|
Bison Wealth, LLC
|
SELL
|
- |
-4.24K- 8.18% |
$63.2K - $72K
|
47.6K
$754K
|
|
|
Jan 17, 2023
Q4 2022
|
David J Yvars Group
|
SELL
|
- |
-4.28K- 7.54% |
$63.8K - $72.7K
|
52.4K
$831K
|
|
|
Feb 01, 2023
Q4 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-5.59K- 25.53% |
$83.3K - $94.9K
|
16.3K
$258K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.8K- 35.96% |
$86.4K - $98.5K
|
10.3K
$164K
|
|
|
Jan 25, 2023
Q4 2022
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-8.08K- 10.87% |
$120K - $137K
|
66.2K
$1.05M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-9.12K- 43.54% |
$136K - $155K
|
11.8K
$188K
|