Purchases and Sales Made in Q2 2022 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q2 2022. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
44.7K+ 21.78% |
$359K - $386K
|
250K
$2M
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
44.7K+ 21.78% |
$359K - $386K
|
250K
$2M
|
|
|
Aug 08, 2022
Q2 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
21.9KNew |
$176K - $189K
|
21.9K
$176K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
16.7KNew |
$134K - $144K
|
16.7K
$134K
|
|
|
Aug 12, 2022
Q2 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
13.1K+ 3.29% |
$105K - $113K
|
412K
$3.3M
|
|
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
12.5KNew |
$100K - $108K
|
12.5K
$99.9K
|
|
|
Jul 14, 2022
Q2 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
10.2KNew |
$82.1K - $88.4K
|
10.2K
$81.9K
|
|
|
Aug 09, 2022
Q2 2022
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
4.65K+ 3.86% |
$37.3K - $40.2K
|
125K
$1M
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.72K+ 6.01% |
$29.9K - $32.2K
|
65.6K
$526K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.61K+ 80.07% |
$29K - $31.2K
|
8.11K
$65.1K
|
|
|
Aug 15, 2022
Q2 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
2.9K+ 2.84% |
$23.3K - $25.1K
|
105K
$842K
|
|
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
800+ 0.46% |
$6.42K - $6.92K
|
176K
$1.41M
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
96New |
$771 - $830
|
96
$770
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23+ 0.23% |
$185 - $199
|
9.93K
$79.6K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-679- 3.57% |
$5.45K - $5.87K
|
18.4K
$147K
|
|
|
Aug 04, 2022
Q2 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.05K- 6.84% |
$8.43K - $9.08K
|
14.3K
$115K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.42K- 8.12% |
$11.4K - $12.2K
|
16K
$129K
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.83K- 7.67% |
$14.7K - $15.9K
|
22.1K
$177K
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.03K- 1.67% |
$16.3K - $17.5K
|
119K
$957K
|
|
|
Jul 27, 2022
Q2 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.44K- 2.07% |
$19.6K - $21.1K
|
116K
$927K
|
|
|
Aug 09, 2022
Q2 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-4.7KClosed |
$37.7K - $40.7K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-4.98KClosed |
$40K - $43.1K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.3K- 1.95% |
$50.6K - $54.5K
|
317K
$2.54M
|
|
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-12.5K- 6.67% |
$100K - $108K
|
175K
$1.4M
|
|
|
Aug 11, 2022
Q2 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-20.7K- 1.85% |
$166K - $179K
|
1.1M
$8.8M
|
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-22.6KClosed |
$182K - $196K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-113K- 23.32% |
$905K - $975K
|
370K
$2.97M
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-521K- 85.46% |
$4.18M - $4.51M
|
88.7K
$711K
|