Purchases and Sales Made in Q3 2021 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q3 2021. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
197KNew |
$1.76M - $1.8M
|
197K
$1.58M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
177K+ 172.56% |
$1.58M - $1.61M
|
279K
$2.24M
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
22.8K+ 2.13% |
$204K - $209K
|
1.1M
$8.79M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
17K+ 63.32% |
$152K - $155K
|
43.8K
$352K
|
|
|
Nov 12, 2021
Q3 2021
|
Gabelli & CO Investment Advisers, Inc.
Rye, NY |
BUY
|
- |
16.9K+ 0.92% |
$151K - $154K
|
1.85M
$14.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.9K+ 1.79% |
$97K - $99.2K
|
619K
$4.96M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
9.27K+ 3.56% |
$82.8K - $84.7K
|
270K
$2.17M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.05K+ 6.92% |
$63K - $64.4K
|
109K
$874K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
6.83K+ 6.93% |
$61K - $62.4K
|
105K
$845K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.55K+ 8.49% |
$49.6K - $50.7K
|
70.9K
$568K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.66K+ 9.2% |
$14.8K - $15.2K
|
19.7K
$158K
|
|
|
Nov 12, 2021
Q3 2021
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
825+ 0.21% |
$7.37K - $7.53K
|
388K
$3.11M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
450New |
$4.02K - $4.11K
|
450
$3.61K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
99+ 1.11% |
$884 - $904
|
9.01K
$72.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
63+ 1.32% |
$563 - $575
|
4.85K
$38.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-112- 0.59% |
$1K - $1.02K
|
18.7K
$150K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-887- 8.41% |
$7.92K - $8.1K
|
9.67K
$77.5K
|
|
|
Nov 10, 2021
Q3 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-1K- 25.0% |
$8.93K - $9.13K
|
3K
$24.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Arcadia Investment Management Corp
|
SELL
|
- |
-1.9KClosed |
$17K - $17.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.97K- 1.02% |
$17.5K - $17.9K
|
191K
$1.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.09K- 12.52% |
$18.7K - $19.1K
|
14.6K
$117K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.7K- 99.52% |
$24.1K - $24.6K
|
13
$104
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-4.7KClosed |
$42K - $42.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-12.6K- 5.02% |
$113K - $115K
|
239K
$1.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-13.1KClosed |
$117K - $120K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.1K- 25.3% |
$144K - $147K
|
47.6K
$382K
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-27.8K- 13.01% |
$248K - $254K
|
186K
$1.49M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-37.4K- 15.05% |
$334K - $341K
|
211K
$1.69M
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-95.7K- 84.1% |
$855K - $874K
|
18.1K
$145K
|