Purchases and Sales Made in Q3 2023 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q3 2023. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.5K+ 55.04% |
$104K - $107K
|
37.9K
$304K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
5.61K+ 9.98% |
$43.2K - $44.8K
|
61.8K
$496K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
5.45KNew |
$42.1K - $43.6K
|
5.45K
$43.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
5.4K+ 360.63% |
$41.6K - $43.1K
|
6.89K
$55.3K
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.51K+ 69.11% |
$27.1K - $28.1K
|
8.59K
$68.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
1.7K+ 1.53% |
$13.1K - $13.6K
|
113K
$908K
|
|
|
Nov 08, 2023
Q3 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
952+ 0.22% |
$7.34K - $7.61K
|
442K
$3.55M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
915+ 18.85% |
$7.05K - $7.31K
|
5.77K
$46.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
726+ 9.59% |
$5.6K - $5.8K
|
8.29K
$66.5K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
681+ 0.54% |
$5.25K - $5.44K
|
127K
$1.02M
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
625+ 5.26% |
$4.82K - $4.99K
|
12.5K
$100K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
624+ 1.99% |
$4.81K - $4.99K
|
31.9K
$256K
|
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
375New |
$2.89K - $3K
|
375
$3.01K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
200New |
$1.54K - $1.6K
|
200
$1.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
200New |
$1.54K - $1.6K
|
200
$1.6K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-583- 3.34% |
$4.49K - $4.66K
|
16.9K
$135K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-910- 6.49% |
$7.02K - $7.27K
|
13.1K
$105K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-950- 4.9% |
$7.32K - $7.59K
|
18.5K
$148K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.62K- 2.85% |
$20.2K - $20.9K
|
89K
$714K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.43K- 16.32% |
$34.2K - $35.4K
|
22.7K
$182K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.46K- 4.48% |
$34.4K - $35.6K
|
95K
$762K
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-12.7K- 6.71% |
$98.3K - $102K
|
177K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-13.4K- 48.87% |
$103K - $107K
|
14K
$112K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-34.4K- 14.39% |
$265K - $275K
|
205K
$1.64M
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-54.1K- 60.56% |
$417K - $432K
|
35.2K
$282K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-60.1K- 6.51% |
$464K - $480K
|
863K
$6.93M
|