Purchases and Sales Made in Q4 2023 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q4 2023. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
69.4KNew |
$533K - $561K
|
69.4K
$557K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.7K+ 6.2% |
$97.4K - $102K
|
217K
$1.74M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
5.02K+ 2.83% |
$38.5K - $40.5K
|
182K
$1.46M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.78K+ 8.7% |
$21.3K - $22.4K
|
34.7K
$278K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.04KNew |
$15.7K - $16.5K
|
2.04K
$16.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.04KNew |
$15.7K - $16.5K
|
2.04K
$16.4K
|
|
|
Mar 04, 2024
Q4 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
375+ 100.0% |
$2.88K - $3.03K
|
750
$6.02K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
74+ 0.4% |
$568 - $598
|
18.5K
$149K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-275- 3.32% |
$2.11K - $2.22K
|
8.02K
$64.3K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-701- 4.15% |
$5.38K - $5.66K
|
16.2K
$130K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.77K- 30.61% |
$13.6K - $14.3K
|
4K
$32.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.39K- 8.96% |
$26.1K - $27.4K
|
34.5K
$277K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.67K- 4.12% |
$28.2K - $29.6K
|
85.4K
$685K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.13K- 4.34% |
$31.7K - $33.3K
|
90.9K
$729K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.34K- 23.49% |
$41K - $43.1K
|
17.4K
$139K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-5.63K- 81.66% |
$43.2K - $45.5K
|
1.26K
$10.1K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-12.5K- 20.18% |
$95.8K - $101K
|
49.3K
$396K
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-20.2K- 2.34% |
$155K - $163K
|
843K
$6.76M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-33.7K- 13.42% |
$259K - $272K
|
217K
$1.74M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-34.2K- 12.79% |
$263K - $277K
|
233K
$1.87M
|