Purchases and Sales Made in Q4 2021 in Western Asset Global Corporate Defined Opportunity Fund Inc. (GDO)
This table provides information about the institutional ownership of Western Asset Global Corporate Defined Opportunity Fund Inc. (GDO) during Q4 2021. The information is specifically focused on institutions that hold shares of WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
233KNew |
$3.97M - $4.3M
|
233K
$2.6M
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
166K+ 41.13% |
$2.82M - $3.06M
|
569K
$6.33M
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
68.8K+ 191.4% |
$1.17M - $1.27M
|
105K
$1.16M
|
|
Jan 27, 2022
Q4 2021
|
Shufro Rose & CO LLC
|
BUY
|
- |
40.9K+ 174.79% |
$696K - $754K
|
64.3K
$715K
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24.9K+ 9.2% |
$425K - $460K
|
296K
$3.29M
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
23.1KNew |
$393K - $426K
|
23.1K
$257K
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
21.3K+ 29.15% |
$363K - $394K
|
94.6K
$1.05M
|
|
Feb 14, 2022
Q4 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
19.1KNew |
$325K - $352K
|
19.1K
$213K
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.9KNew |
$271K - $294K
|
15.9K
$177K
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.2K+ 1.78% |
$241K - $261K
|
809K
$8.99M
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.7K+ 4.18% |
$233K - $252K
|
341K
$3.79M
|
|
Feb 07, 2022
Q4 2021
|
Capital Market Strategies LLC
|
BUY
|
- |
11.2KNew |
$191K - $207K
|
11.2K
$125K
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.3K+ 37.59% |
$175K - $190K
|
37.7K
$420K
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
8.84K+ 6.06% |
$151K - $163K
|
155K
$1.72M
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.65K+ 3.29% |
$113K - $123K
|
209K
$2.32M
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
5.53K+ 4.08% |
$94.1K - $102K
|
141K
$1.57M
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
4.28K+ 18.59% |
$72.9K - $79K
|
27.3K
$304K
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.91K+ 2.89% |
$66.6K - $72.2K
|
140K
$1.55M
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
3.65KNew |
$62.1K - $67.3K
|
3.65K
$40.6K
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.52K+ 2.01% |
$59.9K - $64.9K
|
179K
$1.99M
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.42K+ 16.65% |
$58.2K - $63.1K
|
24K
$267K
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.33K+ 29.54% |
$56.6K - $61.3K
|
14.6K
$162K
|
|
Jan 26, 2022
Q4 2021
|
Andrew Hill Investment Advisors, Inc.
Naples, FL |
BUY
|
- |
3.2KNew |
$54.5K - $59K
|
3.2K
$35.6K
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
2.35KNew |
$40K - $43.3K
|
2.35K
$26.1K
|
|
Feb 08, 2022
Q4 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
944+ 2.96% |
$16.1K - $17.4K
|
32.8K
$365K
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
830+ 7.81% |
$14.1K - $15.3K
|
11.5K
$127K
|
|
Feb 14, 2022
Q4 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
387+ 1.05% |
$6.59K - $7.14K
|
37.2K
$414K
|
|
Feb 09, 2022
Q4 2021
|
Investment House LLC
Las Vegas, NV |
BUY
|
- |
12+ 0.07% |
$204 - $221
|
16.3K
$181K
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
9+ 2.43% |
$153 - $166
|
379
$4.21K
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-91Closed |
$1.55K - $1.68K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-95Closed |
$1.62K - $1.75K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-100- 0.5% |
$1.7K - $1.84K
|
20.1K
$223K
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-210- 8.52% |
$3.57K - $3.87K
|
2.26K
$25.1K
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-500Closed |
$8.51K - $9.22K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.08KClosed |
$18.3K - $19.9K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.2K- 77.35% |
$37.4K - $40.5K
|
643
$7.15K
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.7K- 5.54% |
$114K - $124K
|
114K
$1.27M
|
|
Feb 14, 2022
Q4 2021
|
Fca Corp
Houston, TX |
SELL
|
- |
-21.1K- 8.62% |
$358K - $388K
|
223K
$2.48M
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-37.9K- 57.79% |
$645K - $698K
|
27.7K
$308K
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-105K- 38.17% |
$1.78M - $1.93M
|
170K
$1.89M
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-166KClosed |
$2.83M - $3.07M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-174K- 48.94% |
$2.97M - $3.21M
|
182K
$2.02M
|