Purchases and Sales Made in Q3 2022 in Northern Lts Fd Tr Iv Global D (GDVD)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iv Global D (GDVD) during Q3 2022. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR IV GLOBAL D.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2022
Q3 2022
|
Rothschild Investment Corp
|
BUY
|
- |
10.8K+ 14.88% |
$213K - $252K
|
83.4K
$2.16M
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
440New |
$8.68K - $10.2K
|
440
$11.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
27New |
$532 - $629
|
27
$698
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.22K- 6.75% |
$24.1K - $28.5K
|
16.9K
$437K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.77K- 30.55% |
$173K - $204K
|
19.9K
$515K
|