Purchases and Sales Made in Q1 2021 in New Germany Fund Inc (GF)
This table provides information about the institutional ownership of New Germany Fund Inc (GF) during Q1 2021. The information is specifically focused on institutions that hold shares of NEW GERMANY FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2021
Q1 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
50.9K+ 2.26% |
$982K - $1.05M
|
2.3M
$20.1M
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
50.2KNew |
$969K - $1.04M
|
50.2K
$440K
|
|
May 13, 2021
Q1 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
BUY
|
- |
48.1KNew |
$928K - $993K
|
48.1K
$421K
|
|
May 13, 2021
Q1 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
46.3K+ 363.1% |
$893K - $956K
|
59K
$516K
|
|
May 17, 2021
Q1 2021
|
Black Maple Capital Management LP
Milwaukee, WI |
BUY
|
- |
13KNew |
$251K - $269K
|
13K
$114K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.33K+ 0.34% |
$141K - $151K
|
2.17M
$19M
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.99KNew |
$76.9K - $82.3K
|
3.99K
$34.9K
|
|
Apr 30, 2021
Q1 2021
|
Arnhold LLC
|
BUY
|
- |
2.03K+ 10.73% |
$39.2K - $42K
|
21K
$184K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
1.7K+ 110.4% |
$32.8K - $35.1K
|
3.24K
$28.3K
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.2K+ 10.74% |
$23.2K - $24.9K
|
12.4K
$109K
|
|
May 12, 2021
Q1 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
654+ 2.98% |
$12.6K - $13.5K
|
22.6K
$198K
|
|
Apr 20, 2021
Q1 2021
|
Uncommon Cents Investing LLC
|
BUY
|
- |
297+ 0.12% |
$5.73K - $6.14K
|
244K
$2.14M
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
279+ 10.71% |
$5.38K - $5.76K
|
2.89K
$25.2K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
174+ 24.03% |
$3.36K - $3.59K
|
898
$7.86K
|
|
May 14, 2021
Q1 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
63+ 10.75% |
$1.22K - $1.3K
|
649
$5.68K
|
|
May 17, 2021
Q1 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
53+ 0.14% |
$1.02K - $1.09K
|
37.2K
$325K
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
49New |
$946 - $1.01K
|
49
$429
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-120Closed |
$2.32K - $2.48K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Dakota Wealth Management
|
SELL
|
- |
-425- 2.26% |
$8.2K - $8.78K
|
18.4K
$161K
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.01K- 0.44% |
$19.4K - $20.8K
|
228K
$1.99M
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.15K- 8.74% |
$22.1K - $23.7K
|
12K
$105K
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.37K- 8.41% |
$26.4K - $28.3K
|
14.9K
$130K
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-2.76KClosed |
$53.3K - $57.1K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-14.4KClosed |
$279K - $299K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-23.4K- 1.56% |
$451K - $483K
|
1.47M
$12.9M
|
|
May 14, 2021
Q1 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-69K- 7.31% |
$1.33M - $1.43M
|
875K
$7.65M
|
|
May 17, 2021
Q1 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-149K- 23.57% |
$2.88M - $3.09M
|
485K
$4.24M
|