Purchases and Sales Made in Q3 2021 in New Germany Fund Inc (GF)
This table provides information about the institutional ownership of New Germany Fund Inc (GF) during Q3 2021. The information is specifically focused on institutions that hold shares of NEW GERMANY FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
61K+ 7.13% |
$1.2M - $1.3M
|
917K
$8.02M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.1KNew |
$199K - $214K
|
10.1K
$88.2K
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
BUY
|
- |
8.46K+ 3.42% |
$167K - $180K
|
256K
$2.24M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.33KNew |
$164K - $177K
|
8.33K
$72.9K
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
6.55K+ 35.62% |
$129K - $139K
|
24.9K
$218K
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.23K+ 21.73% |
$63.7K - $68.7K
|
18.1K
$158K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.88K+ 2.13% |
$37.1K - $40K
|
90.3K
$790K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.31K+ 2.67% |
$25.8K - $27.8K
|
50.3K
$440K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.09K+ 60.97% |
$21.5K - $23.2K
|
2.88K
$25.2K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12+ 5.43% |
$237 - $255
|
233
$2.04K
|
|
Nov 10, 2021
Q3 2021
|
Valley National Advisers Inc
|
BUY
|
- |
10+ 4.24% |
$197 - $213
|
246
$2.15K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arnhold LLC
|
SELL
|
- |
-1- -0.0% |
$19.7 - $21.3
|
21.9K
$192K
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-105- 0.48% |
$2.07K - $2.23K
|
22K
$192K
|
|
Nov 09, 2021
Q3 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-125- 0.26% |
$2.47K - $2.66K
|
47.4K
$414K
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-700- 0.3% |
$13.8K - $14.9K
|
234K
$2.05M
|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
SELL
|
- |
-900- 5.36% |
$17.8K - $19.1K
|
15.9K
$139K
|
|
Nov 15, 2021
Q3 2021
|
Black Maple Capital Management LP
Milwaukee, WI |
SELL
|
- |
-1K- 7.69% |
$19.7K - $21.3K
|
12K
$105K
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-2.16K- 2.04% |
$42.7K - $46K
|
104K
$910K
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-6.24K- 12.85% |
$123K - $133K
|
42.4K
$371K
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-16.2K- 0.71% |
$320K - $345K
|
2.27M
$19.9M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-19.1K- 0.89% |
$377K - $407K
|
2.14M
$18.7M
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-24.5K- 6.87% |
$483K - $521K
|
332K
$2.9M
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-43.4K- 3.05% |
$856K - $923K
|
1.38M
$12.1M
|