Latest Institutional Transactions on Gabelli Global Small & Mid Cap Value Trust (GGZ)
This table provides information on the latest institutional transactions involving Gabelli Global Small & Mid Cap Value Trust (GGZ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-220Closed |
$2.35K - $2.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Oakworth Capital, Inc.
|
SELL
|
- |
-779Closed |
$8.16K - $9.12K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-4Closed |
$41.9 - $46.8
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-150Closed |
$1.57K - $1.76K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-41Closed |
$430 - $480
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 20, 2019
Q2 2019
|
New Square Capital LLC
|
SELL
|
- |
-800Closed |
$8.75K - $9.58K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-121KClosed |
$1.32M - $1.45M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-126Closed |
$1.38K - $1.51K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-151Closed |
$1.65K - $1.81K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-48Closed |
$479 - $588
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-125Closed |
$1.19K - $1.53K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-503Closed |
$4.78K - $6.14K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Community Bank, N.A.
|
SELL
|
- |
-70Closed |
$665 - $855
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-78Closed |
$741 - $952
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-25.1KClosed |
$302K - $310K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Washington Trust CO
|
SELL
|
- |
-100Closed |
$1.2K - $1.24K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-162Closed |
$1.95K - $2K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-141Closed |
$1.7K - $1.74K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-35Closed |
$421 - $433
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
30New |
$361 - $371
|
30
$386
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-378Closed |
$4.43K - $4.65K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-667Closed |
$7.82K - $8.2K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-849Closed |
$9.96K - $10.4K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-117Closed |
$1.37K - $1.44K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-2KClosed |
$23.5K - $24.6K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-17.9KClosed |
$212K - $237K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-51.2KClosed |
$605K - $676K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-51.6KClosed |
$610K - $681K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Grove Bank & Trust
|
SELL
|
- |
-135Closed |
$1.6K - $1.78K
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-23Closed |
$272 - $304
|
0
$0
|
|
|
Apr 20, 2018
Q1 2018
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-16KClosed |
$189K - $211K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-29.1KClosed |
$353K - $380K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-182Closed |
$2.21K - $2.38K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Western Asset Management Company, LLC
Pasadena, CA |
SELL
|
- |
-30Closed |
$365 - $392
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-500Closed |
$6.08K - $6.54K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Oct 16, 2017
Q3 2017
|
Cwm, LLC
|
BUY
|
- |
33New |
$393 - $421
|
33
$424
|
|