Purchases and Sales Made in Q4 2021 in Gabelli Global Small & Mid Cap Value Trust (GGZ)
This table provides information about the institutional ownership of Gabelli Global Small & Mid Cap Value Trust (GGZ) during Q4 2021. The information is specifically focused on institutions that hold shares of Gabelli Global Small & Mid Cap Value Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
51.8K+ 13.14% |
$777K - $879K
|
446K
$5.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
20.6KNew |
$309K - $350K
|
20.6K
$253K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
15KNew |
$225K - $254K
|
15K
$184K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.4K+ 2.36% |
$156K - $176K
|
451K
$5.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
10K+ 3.12% |
$150K - $170K
|
332K
$4.08M
|
|
|
Jan 26, 2022
Q4 2021
|
180 Wealth Advisors, LLC
|
BUY
|
- |
1.47K+ 9.82% |
$22.1K - $24.9K
|
16.4K
$202K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.27K+ 0.92% |
$19K - $21.5K
|
139K
$1.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
956+ 2.19% |
$14.3K - $16.2K
|
44.7K
$549K
|
|
|
Feb 10, 2022
Q4 2021
|
Tsfg, LLC
|
BUY
|
- |
103New |
$1.55K - $1.75K
|
103
$1.27K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
100New |
$1.5K - $1.7K
|
100
$1.23K
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
60New |
$900 - $1.02K
|
60
$737
|
|
|
Feb 16, 2022
Q4 2021
|
Ulland Investment Advisors, LLC
|
BUY
|
- |
20New |
$300 - $339
|
20
$246
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
2+ 1.33% |
$30 - $33.9
|
152
$1.87K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
1+ 1.82% |
$15 - $17
|
56
$688
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.75% |
$15 - $17
|
134
$1.65K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-250Closed |
$3.75K - $4.24K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-474- 0.52% |
$7.11K - $8.04K
|
90.5K
$1.11M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-1.1K- 4.32% |
$16.5K - $18.7K
|
24.3K
$299K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.17K- 1.59% |
$17.6K - $19.9K
|
72.5K
$891K
|
|
|
Feb 08, 2022
Q4 2021
|
Private Management Group Inc
|
SELL
|
- |
-2.75K- 1.46% |
$41.3K - $46.6K
|
186K
$2.28M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.89K- 5.63% |
$43.3K - $49K
|
48.4K
$595K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-3.32K- 11.79% |
$49.7K - $56.2K
|
24.8K
$305K
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-5.03K- 9.86% |
$75.5K - $85.3K
|
46K
$565K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-8.94KClosed |
$134K - $152K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-9.1K- 42.84% |
$137K - $154K
|
12.1K
$149K
|
|
|
Apr 06, 2023
Q4 2021
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-14.7K- 53.55% |
$220K - $249K
|
12.7K
$156K
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-28.5K- 43.26% |
$427K - $483K
|
37.3K
$459K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-39.3K- 62.13% |
$590K - $667K
|
24K
$295K
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-121KClosed |
$1.81M - $2.05M
|
0
$0
|