Purchases and Sales Made in Q3 2021 in Clough Global Dividend & Income Fund (GLV)
This table provides information about the institutional ownership of Clough Global Dividend & Income Fund (GLV) during Q3 2021. The information is specifically focused on institutions that hold shares of Clough Global Dividend & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
87.5KNew |
$947K - $1.05M
|
87.5K
$505K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
44.7KNew |
$484K - $537K
|
44.7K
$258K
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
29.9KNew |
$323K - $359K
|
29.9K
$172K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
23.7K+ 187.18% |
$256K - $284K
|
36.3K
$210K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
14.6K+ 138.86% |
$158K - $176K
|
25.1K
$145K
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.7KNew |
$116K - $129K
|
10.7K
$61.8K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
10KNew |
$108K - $120K
|
10K
$57.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.98K+ 30.12% |
$43.1K - $47.8K
|
17.2K
$99.3K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.08K+ 8.14% |
$11.7K - $13K
|
14.4K
$83K
|
|
|
Oct 20, 2021
Q3 2021
|
Rmb Capital Management, LLC
|
BUY
|
- |
1.03K+ 2.45% |
$11.2K - $12.4K
|
43K
$248K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
917+ 1.9% |
$9.92K - $11K
|
49.1K
$284K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
54+ 0.14% |
$584 - $649
|
39.9K
$230K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-72- 0.26% |
$779 - $865
|
27.2K
$157K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.25K- 4.38% |
$13.5K - $15K
|
27.3K
$157K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.87K- 9.39% |
$31K - $34.4K
|
27.6K
$160K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-5.19K- 5.62% |
$56.1K - $62.3K
|
87.1K
$503K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.44K- 17.06% |
$58.9K - $65.4K
|
26.5K
$153K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7KClosed |
$75.7K - $84.1K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-17.4K- 58.29% |
$189K - $209K
|
12.5K
$72K
|
|
|
Nov 15, 2021
Q3 2021
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-20.3KClosed |
$220K - $244K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-39.9KClosed |
$432K - $479K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-47.6KClosed |
$515K - $572K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-68.2K- 17.84% |
$738K - $819K
|
314K
$1.81M
|
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-83KClosed |
$898K - $997K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-596K- 52.58% |
$6.45M - $7.16M
|
537K
$3.1M
|