Latest Institutional Transactions on Guggenheim Strategic Opportunities Fund (GOF)
This table provides information on the latest institutional transactions involving Guggenheim Strategic Opportunities Fund (GOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 23, 2019
Q2 2019
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1New |
$19.6 - $20.5
|
1
$15
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.97KClosed |
$38.6K - $40.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-60.4KClosed |
$1.14M - $1.24M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-39.3KClosed |
$739K - $804K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-696Closed |
$13.1K - $14.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 06, 2020
Q4 2018
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
13.8KNew |
$238K - $295K
|
13.8K
$206K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-24.6KClosed |
$426K - $526K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-10.6KClosed |
$184K - $228K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
100New |
$2.06K - $2.23K
|
100
$1.5K
|
|
|
Nov 14, 2018
Q3 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-3Closed |
$61.7 - $66.9
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
79.2KNew |
$1.63M - $1.77M
|
79.2K
$1.19M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.32KClosed |
$27.1K - $29.3K
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-38.9KClosed |
$800K - $867K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-732Closed |
$14.8K - $16.1K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-100Closed |
$2.02K - $2.2K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-10.5KClosed |
$211K - $229K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-276Closed |
$5.82K - $6.01K
|
0
$0
|
|
| Q4 2016 | |||||||
|
Sep 13, 2021
Q4 2016
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-500Closed |
N/A
|
0
$0
|
|