Purchases and Sales Made in Q1 2022 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q1 2022. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-9.9K- 16.86% |
$176K - $193K
|
48.8K
$747K
|
|
|
Apr 21, 2022
Q1 2022
|
David J Yvars Group
|
SELL
|
- |
-10.4K- 15.59% |
$185K - $203K
|
56.3K
$862K
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-10.9K- 54.33% |
$194K - $213K
|
9.19K
$141K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11.1K- 13.68% |
$197K - $217K
|
70K
$1.07M
|
|
|
May 12, 2022
Q1 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-13K- 22.85% |
$230K - $253K
|
43.8K
$670K
|
|
|
May 10, 2022
Q1 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-13.5K- 28.29% |
$239K - $263K
|
34.1K
$522K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.5K- 3.31% |
$293K - $322K
|
482K
$7.38M
|
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-17.5KClosed |
$311K - $342K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-18.7K- 42.03% |
$332K - $365K
|
25.8K
$395K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-20.7K- 43.9% |
$368K - $405K
|
26.5K
$405K
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-24.5K- 16.04% |
$436K - $479K
|
128K
$1.97M
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-28.9K- 7.87% |
$512K - $564K
|
338K
$5.17M
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-29.8K- 55.0% |
$528K - $581K
|
24.3K
$372K
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-79K- 49.53% |
$1.4M - $1.54M
|
80.5K
$1.23M
|
|
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-94.8K- 10.03% |
$1.68M - $1.85M
|
850K
$13M
|
|
|
Apr 20, 2022
Q1 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-123K- 68.53% |
$2.19M - $2.41M
|
56.7K
$867K
|
|
|
May 12, 2022
Q1 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-173KClosed |
$3.07M - $3.37M
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-210K- 5.91% |
$3.72M - $4.1M
|
3.34M
$51.1M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-225K- 51.34% |
$4M - $4.4M
|
214K
$3.27M
|
|
|
May 16, 2022
Q1 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-458K- 94.17% |
$8.13M - $8.94M
|
28.4K
$434K
|
|
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-501K- 92.47% |
$8.89M - $9.78M
|
40.8K
$624K
|