Purchases and Sales Made in Q2 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q2 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.53K+ 9.79% |
$23.3K - $25.5K
|
17.2K
$263K
|
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.43K+ 10.32% |
$21.7K - $23.8K
|
15.3K
$234K
|
|
|
Aug 11, 2023
Q2 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.41K+ 1.77% |
$21.4K - $23.5K
|
80.9K
$1.24M
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.26K+ 3.04% |
$19.1K - $20.9K
|
42.7K
$653K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.26K+ 224.11% |
$19.1K - $20.9K
|
1.82K
$27.8K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.11K+ 0.88% |
$16.9K - $18.5K
|
127K
$1.94M
|
|
|
Jul 17, 2023
Q2 2023
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.06K+ 5.27% |
$16.1K - $17.6K
|
21.1K
$323K
|
|
|
Jul 25, 2023
Q2 2023
|
Jb Capital LLC
|
BUY
|
- |
823+ 3.66% |
$12.5K - $13.7K
|
23.3K
$357K
|
|
|
Jul 11, 2023
Q2 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
753+ 3.27% |
$11.4K - $12.5K
|
23.8K
$364K
|
|
|
Aug 01, 2023
Q2 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
342+ 0.56% |
$5.2K - $5.69K
|
61.3K
$937K
|
|
|
Aug 01, 2023
Q2 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
315New |
$4.79K - $5.24K
|
315
$4.82K
|
|
|
Aug 04, 2023
Q2 2023
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
307+ 2.13% |
$4.67K - $5.11K
|
14.7K
$225K
|
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
291+ 1.9% |
$4.42K - $4.85K
|
15.6K
$239K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
284+ 0.69% |
$4.32K - $4.73K
|
41.4K
$634K
|
|
|
Aug 08, 2023
Q2 2023
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
199+ 0.11% |
$3.02K - $3.31K
|
176K
$2.69M
|
|
|
Aug 01, 2023
Q2 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
163+ 0.69% |
$2.48K - $2.71K
|
23.7K
$362K
|
|
|
Oct 13, 2023
Q2 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
50+ 3.42% |
$760 - $832
|
1.51K
$23.1K
|
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
9+ 3.41% |
$137 - $150
|
273
$4.18K
|
|
|
Sep 07, 2023
Q2 2023
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2023
Q2 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1- -0.0% |
$15.2 - $16.7
|
23.2K
$355K
|
|
|
Jul 14, 2023
Q2 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-92- 0.78% |
$1.4K - $1.53K
|
11.7K
$179K
|
|
|
Aug 03, 2023
Q2 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-123- 0.55% |
$1.87K - $2.05K
|
22.2K
$339K
|
|
|
Jul 21, 2023
Q2 2023
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-170- 1.08% |
$2.58K - $2.83K
|
15.6K
$239K
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-438- 2.08% |
$6.66K - $7.29K
|
20.7K
$316K
|
|
|
Sep 06, 2023
Q2 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-459- 1.7% |
$6.98K - $7.64K
|
26.6K
$407K
|
|
|
Jul 10, 2023
Q2 2023
|
David J Yvars Group
|
SELL
|
- |
-774- 1.34% |
$11.8K - $12.9K
|
57K
$873K
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
SELL
|
- |
-984- 8.36% |
$15K - $16.4K
|
10.8K
$165K
|
|
|
Jul 06, 2023
Q2 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-1.29K- 4.27% |
$19.5K - $21.4K
|
28.8K
$441K
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.6K- 0.76% |
$24.4K - $26.7K
|
211K
$3.22M
|
|
|
Aug 14, 2023
Q2 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.61K- 3.08% |
$24.5K - $26.8K
|
50.7K
$776K
|
|
|
Jul 18, 2023
Q2 2023
|
Lvz, Inc.
|
SELL
|
- |
-1.72K- 7.55% |
$26.2K - $28.7K
|
21.1K
$323K
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.86K- 21.04% |
$28.2K - $30.9K
|
6.96K
$106K
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.32K- 16.69% |
$35.3K - $38.6K
|
11.6K
$177K
|
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-2.39K- 5.55% |
$36.3K - $39.7K
|
40.6K
$621K
|
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.6K- 42.79% |
$39.5K - $43.3K
|
3.47K
$53.1K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.76K- 3.16% |
$41.9K - $45.9K
|
84.6K
$1.3M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3K- 62.24% |
$45.6K - $50K
|
1.82K
$27.9K
|
|
|
Jan 12, 2024
Q2 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.98K- 11.54% |
$60.5K - $66.3K
|
30.5K
$467K
|
|
|
Jul 31, 2023
Q2 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-4.01K- 3.86% |
$60.9K - $66.7K
|
99.8K
$1.53M
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.16K- 23.53% |
$78.4K - $85.8K
|
16.8K
$256K
|
|
|
Aug 10, 2023
Q2 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.41K- 31.36% |
$82.2K - $90K
|
11.8K
$181K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.51K- 4.63% |
$83.8K - $91.7K
|
113K
$1.73M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-5.77K- 7.66% |
$87.7K - $96.1K
|
69.5K
$1.06M
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
SELL
|
- |
-5.92K- 14.75% |
$89.9K - $98.5K
|
34.2K
$523K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-5.94K- 9.86% |
$90.2K - $98.8K
|
54.3K
$830K
|
|
|
Aug 14, 2023
Q2 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-8.27K- 1.91% |
$126K - $138K
|
425K
$6.5M
|
|
|
Aug 15, 2023
Q2 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-10.8K- 31.6% |
$163K - $179K
|
23.3K
$356K
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-17K- 32.22% |
$259K - $284K
|
35.8K
$548K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-18.3K- 8.89% |
$279K - $305K
|
188K
$2.88M
|