Purchases and Sales Made in Q3 2021 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q3 2021. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.42MNew |
$45.9M - $53.3M
|
2.42M
$37M
|
|
|
Nov 09, 2021
Q3 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
136K+ 125.53% |
$2.57M - $2.98M
|
244K
$3.73M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
88.6K+ 20.49% |
$1.68M - $1.95M
|
521K
$7.95M
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
71.7K+ 300.13% |
$1.36M - $1.58M
|
95.6K
$1.46M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
63K+ 27.8% |
$1.19M - $1.39M
|
290K
$4.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
53.8KNew |
$1.02M - $1.18M
|
53.8K
$822K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
36.2K+ 8.77% |
$685K - $796K
|
449K
$6.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
35.1K+ 5.98% |
$665K - $772K
|
623K
$9.52M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
32.1KNew |
$608K - $706K
|
32.1K
$491K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
31.8K+ 16.5% |
$602K - $699K
|
225K
$3.43M
|
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
31.2KNew |
$591K - $687K
|
31.2K
$477K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
29.6KNew |
$560K - $651K
|
29.6K
$452K
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
27.8K+ 93.32% |
$526K - $611K
|
57.6K
$879K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
26.3K+ 4.58% |
$498K - $578K
|
600K
$9.17M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
23.4K+ 113.86% |
$442K - $514K
|
43.9K
$670K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
21.8K+ 117.99% |
$413K - $480K
|
40.3K
$616K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
20.1K+ 14.87% |
$381K - $442K
|
155K
$2.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
20KNew |
$379K - $441K
|
20K
$306K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
19.7K+ 19.5% |
$373K - $433K
|
121K
$1.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.6K+ 15.63% |
$371K - $432K
|
145K
$2.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
19.1KNew |
$362K - $420K
|
19.1K
$292K
|
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
17.3K+ 172.75% |
$327K - $380K
|
27.3K
$416K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
16.9K+ 5.76% |
$321K - $372K
|
311K
$4.75M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
13.5KNew |
$254K - $296K
|
13.5K
$205K
|
|
|
Dec 21, 2021
Q3 2021
|
Rovin Capital
|
BUY
|
- |
11.3KNew |
$215K - $249K
|
11.3K
$173K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.3KNew |
$214K - $248K
|
11.3K
$173K
|
|
|
Nov 12, 2021
Q3 2021
|
Wms Partners, LLC
|
BUY
|
- |
11KNew |
$208K - $242K
|
11K
$168K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
8.8K+ 162.23% |
$166K - $193K
|
14.2K
$217K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.25K+ 16.27% |
$118K - $137K
|
44.7K
$682K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.04K+ 11.82% |
$114K - $133K
|
57.1K
$872K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
5.23K+ 6.78% |
$99K - $115K
|
82.4K
$1.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.52K+ 20.85% |
$66.7K - $77.5K
|
20.4K
$312K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.4K+ 12.56% |
$64.4K - $74.8K
|
30.5K
$466K
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
2.87K+ 15.11% |
$54.3K - $63K
|
21.8K
$334K
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
2.47K+ 20.02% |
$46.8K - $54.3K
|
14.8K
$226K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
2.45KNew |
$46.4K - $53.9K
|
2.45K
$37.4K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.34K+ 7.22% |
$44.3K - $51.4K
|
34.7K
$531K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
2.31KNew |
$43.7K - $50.8K
|
2.31K
$35.3K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
2.21K+ 11.1% |
$41.7K - $48.5K
|
22.1K
$337K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.14K+ 1.93% |
$40.4K - $47K
|
113K
$1.72M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
1.9K+ 16.58% |
$35.9K - $41.7K
|
13.4K
$204K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.64K+ 17.68% |
$31K - $36K
|
10.9K
$167K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
1.56K+ 15.88% |
$29.5K - $34.3K
|
11.4K
$174K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.45K+ 1.17% |
$27.4K - $31.8K
|
126K
$1.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.35K+ 2.09% |
$25.6K - $29.7K
|
66K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
1K+ 10.05% |
$18.9K - $22K
|
11K
$167K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
848+ 12.4% |
$16K - $18.6K
|
7.69K
$117K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
673+ 9.57% |
$12.7K - $14.8K
|
7.7K
$118K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
608+ 5.89% |
$11.5K - $13.4K
|
10.9K
$167K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
508+ 4.91% |
$9.61K - $11.2K
|
10.8K
$166K
|