Purchases and Sales Made in Q3 2022 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q3 2022. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
1.05KNew |
$15.7K - $18.6K
|
1.05K
$16.7K
|
|
Oct 24, 2022
Q3 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
814+ 6.0% |
$12.2K - $14.4K
|
14.4K
$229K
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
672+ 3.09% |
$10.1K - $11.9K
|
22.4K
$356K
|
|
Oct 20, 2022
Q3 2022
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
570New |
$8.54K - $10.1K
|
570
$9.07K
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
502+ 2.81% |
$7.52K - $8.91K
|
18.3K
$292K
|
|
Oct 24, 2022
Q3 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
471+ 2.99% |
$7.06K - $8.36K
|
16.2K
$258K
|
|
Oct 14, 2022
Q3 2022
|
Jb Capital LLC
|
BUY
|
- |
418+ 2.07% |
$6.26K - $7.42K
|
20.6K
$328K
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
343+ 2.88% |
$5.14K - $6.09K
|
12.3K
$195K
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
BUY
|
- |
340+ 3.28% |
$5.09K - $6.04K
|
10.7K
$170K
|
|
Nov 07, 2022
Q3 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
330+ 2.04% |
$4.94K - $5.86K
|
16.5K
$263K
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
182+ 0.57% |
$2.73K - $3.23K
|
32.4K
$515K
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
141+ 0.52% |
$2.11K - $2.5K
|
27.4K
$436K
|
|
Oct 26, 2022
Q3 2022
|
David J Yvars Group
|
BUY
|
- |
66+ 0.11% |
$989 - $1.17K
|
57.7K
$918K
|
|
Nov 09, 2022
Q3 2022
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
63+ 1.84% |
$944 - $1.12K
|
3.49K
$55.5K
|
|
Oct 24, 2022
Q3 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
57+ 0.88% |
$854 - $1.01K
|
6.56K
$104K
|
|
Oct 13, 2023
Q3 2022
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
43+ 3.25% |
$644 - $763
|
1.37K
$21.7K
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
4+ 3.2% |
$59.9 - $71
|
129
$2.05K
|
|
Oct 12, 2022
Q3 2022
|
Catalyst Private Wealth, LLC
|
BUY
|
- |
4+ 0.03% |
$59.9 - $71
|
14.4K
$230K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-50- 98.04% |
$749 - $888
|
1
$15.9
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-98- 0.1% |
$1.47K - $1.74K
|
100K
$1.59M
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-144- 1.12% |
$2.16K - $2.56K
|
12.8K
$203K
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-151- 0.38% |
$2.26K - $2.68K
|
40K
$636K
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-200- 1.28% |
$3K - $3.55K
|
15.5K
$246K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-250- 1.1% |
$3.75K - $4.44K
|
22.4K
$356K
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-335- 2.14% |
$5.02K - $5.95K
|
15.3K
$244K
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-482- 5.78% |
$7.22K - $8.56K
|
7.86K
$125K
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-633- 1.72% |
$9.48K - $11.2K
|
36.1K
$575K
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.03K- 4.36% |
$15.4K - $18.2K
|
22.5K
$358K
|
|
Nov 08, 2022
Q3 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.63K- 6.54% |
$24.4K - $29K
|
23.3K
$371K
|
|
Nov 08, 2022
Q3 2022
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.75K- 10.21% |
$26.2K - $31K
|
15.4K
$244K
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.87K- 5.16% |
$28K - $33.2K
|
34.4K
$547K
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.37K- 4.01% |
$35.5K - $42.1K
|
56.7K
$902K
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3.02K- 25.6% |
$45.3K - $53.7K
|
8.79K
$140K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.37K- 3.46% |
$50.5K - $59.8K
|
94K
$1.49M
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-3.92K- 34.64% |
$58.7K - $69.6K
|
7.4K
$118K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.14K- 3.09% |
$61.9K - $73.4K
|
129K
$2.06M
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4.29K- 8.45% |
$64.3K - $76.1K
|
46.5K
$740K
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.79K- 1.46% |
$71.8K - $85K
|
323K
$5.13M
|
|
Nov 01, 2022
Q3 2022
|
Richmond Brothers, Inc.
Jackson, MI |
SELL
|
- |
-5.43K- 3.0% |
$81.4K - $96.4K
|
176K
$2.79M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-5.75K- 10.04% |
$86.1K - $102K
|
51.5K
$820K
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.89K- 11.01% |
$88.2K - $105K
|
47.6K
$757K
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-7.75K- 18.19% |
$116K - $138K
|
34.9K
$555K
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-9.43K- 22.23% |
$141K - $167K
|
33K
$525K
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-27K- 28.33% |
$404K - $478K
|
68.2K
$1.09M
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-33.8K- 4.7% |
$506K - $600K
|
684K
$10.9M
|
|
Oct 19, 2022
Q3 2022
|
Parisi Gray Wealth Management
|
SELL
|
- |
-40.2K- 69.77% |
$603K - $714K
|
17.4K
$277K
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-71.7K- 11.61% |
$1.07M - $1.27M
|
546K
$8.69M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-125K- 47.64% |
$1.87M - $2.22M
|
138K
$2.19M
|