Purchases and Sales Made in Q3 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q3 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
968+ 0.76% |
$14.3K - $15.8K
|
128K
$1.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
888+ 5.66% |
$13.1K - $14.5K
|
16.6K
$253K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
800+ 3.36% |
$11.8K - $13K
|
24.6K
$376K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
703+ 12.4% |
$10.4K - $11.4K
|
6.37K
$97.3K
|
|
|
Oct 31, 2023
Q3 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
591+ 0.96% |
$8.73K - $9.62K
|
61.9K
$944K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
527+ 0.7% |
$7.78K - $8.58K
|
75.4K
$1.15M
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
500New |
$7.39K - $8.14K
|
500
$7.64K
|
|
|
Oct 25, 2023
Q3 2023
|
Jb Capital LLC
|
BUY
|
- |
483+ 2.07% |
$7.13K - $7.86K
|
23.8K
$363K
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
463+ 3.75% |
$6.84K - $7.54K
|
12.8K
$196K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
378+ 2.42% |
$5.58K - $6.15K
|
16K
$245K
|
|
|
Nov 03, 2023
Q3 2023
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
345+ 2.21% |
$5.1K - $5.62K
|
16K
$244K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
342New |
$5.05K - $5.57K
|
342
$5.22K
|
|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
324+ 2.21% |
$4.79K - $5.27K
|
15K
$229K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
243+ 0.8% |
$3.59K - $3.96K
|
30.8K
$470K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
201+ 0.87% |
$2.97K - $3.27K
|
23.4K
$357K
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
170+ 0.72% |
$2.51K - $2.77K
|
23.8K
$364K
|
|
|
Oct 13, 2023
Q3 2023
|
David J Yvars Group
|
BUY
|
- |
145+ 0.25% |
$2.14K - $2.36K
|
57.2K
$873K
|
|
|
Oct 10, 2023
Q3 2023
|
Parisi Gray Wealth Management
|
BUY
|
- |
100+ 0.17% |
$1.48K - $1.63K
|
57.6K
$880K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
77+ 0.66% |
$1.14K - $1.25K
|
11.8K
$180K
|
|
|
Oct 13, 2023
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
52+ 3.44% |
$768 - $847
|
1.56K
$23.9K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
50+ 1.44% |
$739 - $814
|
3.52K
$53.8K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
14+ 0.2% |
$207 - $228
|
6.97K
$106K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
9+ 3.3% |
$133 - $147
|
282
$4.31K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Vantage Financial Partners, LLC
Elm Grove, WI |
SELL
|
- |
-110- 0.55% |
$1.62K - $1.79K
|
19.8K
$303K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-237- 1.55% |
$3.5K - $3.86K
|
15K
$230K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-250- 0.87% |
$3.69K - $4.07K
|
28.6K
$436K
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-527- 2.5% |
$7.78K - $8.58K
|
20.6K
$314K
|
|
|
Oct 24, 2023
Q3 2023
|
Retirement Planning Group
|
SELL
|
- |
-617- 3.05% |
$9.11K - $10K
|
19.6K
$300K
|
|
|
Oct 10, 2023
Q3 2023
|
Tsfg, LLC
|
SELL
|
- |
-800- 7.31% |
$11.8K - $13K
|
10.1K
$155K
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-820- 1.39% |
$12.1K - $13.3K
|
58.3K
$890K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-926- 2.71% |
$13.7K - $15.1K
|
33.3K
$508K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.3K- 1.85% |
$19.2K - $21.1K
|
68.9K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.44K- 78.8% |
$21.2K - $23.4K
|
386
$5.89K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-1.68K- 8.35% |
$24.8K - $27.3K
|
18.4K
$281K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.86K- 10.82% |
$27.4K - $30.2K
|
15.3K
$234K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.02K- 1.04% |
$29.9K - $32.9K
|
192K
$2.93M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.13K- 12.69% |
$31.4K - $34.6K
|
14.6K
$223K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.63K- 6.34% |
$38.8K - $42.8K
|
38.8K
$593K
|
|
|
Nov 13, 2023
Q3 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-3.56K- 5.22% |
$52.6K - $58K
|
64.7K
$987K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-3.87K- 17.05% |
$57.2K - $63.1K
|
18.8K
$288K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-4.01K- 4.04% |
$59.3K - $65.3K
|
95.4K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.48K- 15.3% |
$81K - $89.3K
|
30.4K
$464K
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-6.16K- 82.18% |
$91K - $100K
|
1.34K
$20.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.48K- 4.88% |
$110K - $122K
|
146K
$2.22M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-13.8K- 25.44% |
$204K - $225K
|
40.5K
$618K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-14.3K- 18.38% |
$211K - $233K
|
63.5K
$969K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-14.8K- 6.05% |
$219K - $241K
|
230K
$3.51M
|
|
|
May 24, 2024
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
SELL
|
- |
-15.2K- 90.7% |
$225K - $248K
|
1.56K
$23.9K
|