Purchases and Sales Made in Q3 2025 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q3 2025. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group
|
BUY
|
- |
158K+ 137.31% |
$2.35M - $2.4M
|
274K
$3.63M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
85.7K+ 30.22% |
$1.27M - $1.3M
|
369K
$4.9M
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
84.8K+ 847.65% |
$1.25M - $1.28M
|
94.8K
$1.26M
|
|
|
Oct 09, 2025
Q3 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
38.8K+ 8.96% |
$575K - $589K
|
473K
$6.26M
|
|
|
Oct 21, 2025
Q3 2025
|
Discipline Wealth Solutions, LLC
Greenville, SC |
BUY
|
- |
35.9KNew |
$532K - $544K
|
35.9K
$476K
|
|
|
Oct 08, 2025
Q3 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
11.6K+ 26.71% |
$171K - $175K
|
54.9K
$727K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
10.9K+ 46.85% |
$161K - $165K
|
34.1K
$452K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
8.34K+ 11.32% |
$123K - $126K
|
82.1K
$1.09M
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
7.4K+ 38.3% |
$110K - $112K
|
26.7K
$354K
|
|
|
Oct 20, 2025
Q3 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
7.02K+ 18.19% |
$104K - $106K
|
45.6K
$604K
|
|
|
Oct 09, 2025
Q3 2025
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
6.02K+ 10.9% |
$89K - $91.1K
|
61.2K
$811K
|
|
|
Oct 30, 2025
Q3 2025
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
5.38K+ 24.83% |
$79.6K - $81.5K
|
27K
$358K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
4K+ 98.21% |
$59.2K - $60.6K
|
8.07K
$107K
|
|
|
Oct 08, 2025
Q3 2025
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
3.63K+ 18.1% |
$53.7K - $55K
|
23.7K
$314K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.37K+ 4.35% |
$49.9K - $51.1K
|
80.9K
$1.07M
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
2.53K+ 10.34% |
$37.4K - $38.3K
|
27K
$357K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.79K+ 12.35% |
$26.5K - $27.1K
|
16.3K
$216K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
BUY
|
- |
1.59K+ 4.69% |
$23.6K - $24.1K
|
35.6K
$472K
|
|
|
Oct 23, 2025
Q3 2025
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
1K+ 4.91% |
$14.8K - $15.2K
|
21.4K
$283K
|
|
|
Oct 29, 2025
Q3 2025
|
J.Safra Asset Management Corp
|
BUY
|
- |
843New |
$12.5K - $12.8K
|
843
$11.2K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
487+ 1.86% |
$7.21K - $7.38K
|
26.6K
$353K
|
|
|
Oct 08, 2025
Q3 2025
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
392+ 3.7% |
$5.8K - $5.94K
|
11K
$145K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
365New |
$5.4K - $5.53K
|
365
$4.84K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
250New |
$3.7K - $3.79K
|
250
$3.31K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
203+ 0.34% |
$3K - $3.08K
|
59.2K
$785K
|
|
|
Oct 27, 2025
Q3 2025
|
David J Yvars Group
|
BUY
|
- |
203+ 0.9% |
$3K - $3.08K
|
22.7K
$300K
|
|
|
Oct 20, 2025
Q3 2025
|
Jb Capital LLC
|
BUY
|
- |
118+ 0.48% |
$1.75K - $1.79K
|
24.9K
$330K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
74+ 0.38% |
$1.1K - $1.12K
|
19.5K
$258K
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1- 0.01% |
$14.8 - $15.2
|
15.9K
$211K
|
|
|
Oct 21, 2025
Q3 2025
|
Elm3 Financial Group, LLC
Alpharetta, GA |
SELL
|
- |
-92- 0.67% |
$1.36K - $1.39K
|
13.6K
$180K
|
|
|
Oct 17, 2025
Q3 2025
|
Parisi Gray Wealth Management
|
SELL
|
- |
-742- 1.46% |
$11K - $11.2K
|
50.2K
$666K
|
|
|
Oct 15, 2025
Q3 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.12K- 12.5% |
$31.4K - $32.2K
|
14.9K
$197K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.25K- 4.72% |
$33.3K - $34.1K
|
45.4K
$601K
|
|
|
Oct 28, 2025
Q3 2025
|
Presper Financial Architects, LLC
Akron, OH |
SELL
|
- |
-2.27K- 4.49% |
$33.6K - $34.4K
|
48.3K
$640K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.64K- 8.7% |
$39.1K - $40K
|
27.7K
$368K
|
|
|
Oct 22, 2025
Q3 2025
|
Semus Wealth Partners LLC
Boca Raton, FL |
SELL
|
- |
-6.54K- 31.11% |
$96.8K - $99.1K
|
14.5K
$192K
|
|
|
Oct 31, 2025
Q3 2025
|
Sovran Advisors, LLC
San Diego, CA |
SELL
|
- |
-7.24K- 8.96% |
$107K - $110K
|
73.6K
$976K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
SELL
|
- |
-7.39K- 13.12% |
$109K - $112K
|
48.9K
$648K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
SELL
|
- |
-8.99K- 92.56% |
$133K - $136K
|
722
$9.57K
|
|
|
Oct 23, 2025
Q3 2025
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-20.4K- 9.16% |
$302K - $309K
|
202K
$2.68M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-69.1K- 23.0% |
$1.02M - $1.05M
|
231K
$3.07M
|
|
|
Oct 22, 2025
Q3 2025
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-112K- 48.69% |
$1.66M - $1.7M
|
118K
$1.56M
|