Purchases and Sales Made in Q4 2021 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2021. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
925K+ 4613.96% |
$16.5M - $19.1M
|
945K
$14.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
626K+ 100.39% |
$11.2M - $12.9M
|
1.25M
$19.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
541KNew |
$9.69M - $11.2M
|
541K
$8.34M
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
468K+ 2625.51% |
$8.38M - $9.66M
|
486K
$7.49M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
362K+ 7715.49% |
$6.48M - $7.47M
|
367K
$5.65M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
316K+ 203.21% |
$5.65M - $6.51M
|
471K
$7.26M
|
|
|
Feb 10, 2022
Q4 2021
|
Richmond Brothers, Inc.
Jackson, MI |
BUY
|
- |
187KNew |
$3.34M - $3.86M
|
187K
$2.88M
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
180KNew |
$3.22M - $3.72M
|
180K
$2.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
178K+ 7.34% |
$3.18M - $3.67M
|
2.6M
$40.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
166K+ 114.2% |
$2.97M - $3.42M
|
311K
$4.79M
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
160KNew |
$2.85M - $3.29M
|
160K
$2.46M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
159K+ 279.43% |
$2.85M - $3.29M
|
216K
$3.33M
|
|
|
Feb 09, 2022
Q4 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
145K+ 533.4% |
$2.6M - $3M
|
173K
$2.66M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
128K+ 41.25% |
$2.29M - $2.65M
|
439K
$6.76M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
67KNew |
$1.2M - $1.38M
|
67K
$1.03M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
66.3K+ 151.09% |
$1.19M - $1.37M
|
110K
$1.7M
|
|
|
Feb 07, 2022
Q4 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
64.1K+ 26.25% |
$1.15M - $1.32M
|
308K
$4.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
60.6K+ 296.83% |
$1.08M - $1.25M
|
81K
$1.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
58.7KNew |
$1.05M - $1.21M
|
58.7K
$904K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
58K+ 11.13% |
$1.04M - $1.2M
|
579K
$8.91M
|
|
|
Jan 24, 2022
Q4 2021
|
David J Yvars Group
|
BUY
|
- |
57.8K+ 646.45% |
$1.03M - $1.19M
|
66.7K
$1.03M
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
56.8KNew |
$1.02M - $1.17M
|
56.8K
$874K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
52.8K+ 42.04% |
$944K - $1.09M
|
178K
$2.75M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
49.6K+ 11.04% |
$887K - $1.02M
|
499K
$7.68M
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
47.6KNew |
$852K - $982K
|
47.6K
$733K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
43.3K+ 561.91% |
$774K - $893K
|
51K
$785K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
41.9K+ 47.1% |
$749K - $864K
|
131K
$2.01M
|
|
|
Jan 28, 2022
Q4 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
41.2K+ 43.08% |
$737K - $849K
|
137K
$2.11M
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
38.7K+ 342.22% |
$692K - $798K
|
50K
$769K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
37.8K+ 171.19% |
$676K - $780K
|
59.9K
$922K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
37.1K+ 16.52% |
$664K - $765K
|
262K
$4.03M
|
|
|
Feb 07, 2022
Q4 2021
|
Capital Market Strategies LLC
|
BUY
|
- |
35.6KNew |
$636K - $734K
|
35.6K
$548K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
32.3K+ 26.78% |
$578K - $667K
|
153K
$2.36M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
31.1K+ 231.02% |
$556K - $641K
|
44.5K
$686K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
29.9KNew |
$534K - $616K
|
29.9K
$460K
|
|
|
Feb 08, 2022
Q4 2021
|
Parisi Gray Wealth Management
|
BUY
|
- |
29.2K+ 115.44% |
$523K - $603K
|
54.5K
$840K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
28.6K+ 9.87% |
$512K - $590K
|
318K
$4.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
28.3K+ 149.79% |
$507K - $584K
|
47.2K
$728K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
26.7KNew |
$478K - $552K
|
26.7K
$412K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
26.6K+ 59.48% |
$475K - $548K
|
71.2K
$1.1M
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
24.6KNew |
$440K - $507K
|
24.6K
$379K
|
|
|
Jan 28, 2022
Q4 2021
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
21.4KNew |
$383K - $442K
|
21.4K
$330K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
20.1KNew |
$360K - $415K
|
20.1K
$310K
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
BUY
|
- |
20K+ 62.15% |
$357K - $412K
|
52.1K
$802K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
19.4KNew |
$346K - $399K
|
19.4K
$298K
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
18.8KNew |
$337K - $389K
|
18.8K
$290K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.6K+ 16.48% |
$333K - $384K
|
131K
$2.02M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
17.5K+ 437500.0% |
$313K - $361K
|
17.5K
$270K
|
|
|
Jul 18, 2022
Q4 2021
|
Retirement Guys Formula LLC
|
BUY
|
- |
16.9KNew |
$302K - $348K
|
16.9K
$260K
|
|
|
Feb 02, 2022
Q4 2021
|
Jb Capital LLC
|
BUY
|
- |
16.8KNew |
$301K - $347K
|
16.8K
$259K
|