Purchases and Sales Made in Q3 2021 in Grom Social Enterprises Inc (GROMW)
This table provides information about the institutional ownership of Grom Social Enterprises Inc (GROMW) during Q3 2021. The information is specifically focused on institutions that hold shares of GROM SOCIAL ENTERPRISES INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Warberg Asset Management LLC
Winnetka, IL |
BUY
|
- |
70.7K+ 78.21% |
N/A
|
161K
$1.61K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
N/A
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.45K- 19.1% |
N/A
|
6.12K
$61.2
|
|
|
Nov 15, 2021
Q3 2021
|
Cvi Holdings, LLC
Wilmington, DE |
SELL
|
- |
-1.5K- 2.03% |
N/A
|
72.5K
$725
|