Purchases and Sales Made in Q3 2020 in Gwg Holdings, Inc. (GWGHQ)
This table provides information about the institutional ownership of Gwg Holdings, Inc. (GWGHQ) during Q3 2020. The information is specifically focused on institutions that hold shares of GWG Holdings, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.8K+ 24.95% |
$78.2K - $118K
|
58.9K
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
1.95K+ 7.0% |
$12.9K - $19.4K
|
29.7K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
586+ 4.41% |
$3.9K - $5.85K
|
13.9K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
154+ 10.45% |
$1.02K - $1.54K
|
1.63K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-44- 2.25% |
$293 - $440
|
1.91K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-114- 2.92% |
$758 - $1.14K
|
3.79K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-152- 0.87% |
$1.01K - $1.52K
|
17.4K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-243- 14.19% |
$1.62K - $2.43K
|
1.47K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
State Street Corp
Boston, MA |
SELL
|
- |
-353- 0.94% |
$2.35K - $3.53K
|
37K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-787- 11.99% |
$5.23K - $7.86K
|
5.78K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-1.33KClosed |
$8.86K - $13.3K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-123K- 11.22% |
$820K - $1.23M
|
976K
$0
|