Latest Institutional Sells of Highland Income Fund\Ma (HFRO)
This list provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-902Closed |
$9.2K - $9.99K
|
0
$0
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-466Closed |
$4.75K - $5.16K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-168Closed |
$1.71K - $1.86K
|
0
$0
|
|
Q2 2021 | |||||||
Apr 19, 2024
Q2 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-314KClosed |
$3.12M - $3.79M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-268KClosed |
$2.65M - $3.22M
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-107KClosed |
$1.06M - $1.29M
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-16.9KClosed |
$168K - $204K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-16.8KClosed |
$167K - $203K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
SELL
|
- |
-6.67KClosed |
$66.2K - $80.4K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2KClosed |
$19.8K - $24.1K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-122Closed |
$1.21K - $1.47K
|
0
$0
|
|
Jul 20, 2021
Q2 2021
|
Oakworth Capital, Inc.
|
SELL
|
- |
-83Closed |
$823 - $1K
|
0
$0
|
|
Q1 2021 | |||||||
May 27, 2021
Q1 2021
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-36KClosed |
$364K - $400K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-10.3KClosed |
$104K - $115K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Planned Solutions, Inc.
|
SELL
|
- |
-8KClosed |
$80.9K - $89K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-5.55KClosed |
$56.1K - $61.8K
|
0
$0
|
|
Jun 15, 2021
Q1 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-992Closed |
$10K - $11K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-918Closed |
$9.28K - $10.2K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-850Closed |
$8.59K - $9.46K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-200Closed |
$2.02K - $2.23K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-936KClosed |
$7.33M - $9.62M
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-251KClosed |
$1.96M - $2.58M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-81KClosed |
$634K - $832K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-79.4KClosed |
$622K - $816K
|
0
$0
|
|
Jan 20, 2021
Q4 2020
|
Ota Financial Group L.P.
|
SELL
|
- |
-71.3KClosed |
$559K - $733K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
SELL
|
- |
-70K- 14.89% |
$548K - $720K
|
400K
$2.08M
|
|
Feb 16, 2021
Q4 2020
|
Mackay Shields LLC
|
SELL
|
- |
-46.7KClosed |
$366K - $480K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-16.9KClosed |
$132K - $173K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-14.5KClosed |
$114K - $149K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-14.3KClosed |
$112K - $147K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-10.9KClosed |
$85.3K - $112K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-3.12KClosed |
$24.4K - $32.1K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-414Closed |
$3.24K - $4.26K
|
0
$0
|
|
Feb 22, 2021
Q4 2020
|
Retirement Group, LLC
|
SELL
|
- |
-324Closed |
$2.54K - $3.33K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-310Closed |
$2.43K - $3.19K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Davidson Kempner Capital Management LP
New York, NY |
SELL
|
- |
-343K- 16.29% |
$2.57M - $3.1M
|
1.76M
$9.17M
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-87KClosed |
$653K - $788K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-67.5KClosed |
$506K - $610K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Cruiser Capital Advisors, LLC
Stamford, CT |
SELL
|
- |
-56.5KClosed |
$423K - $511K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Advisor Os, LLC
|
SELL
|
- |
-31.5KClosed |
$236K - $285K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Jgp Wealth Management, LLC
|
SELL
|
- |
-13.7KClosed |
$103K - $124K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-8.32KClosed |
$62.4K - $75.3K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-3.8KClosed |
$28.5K - $34.3K
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Hudock, Inc.
|
SELL
|
- |
-761Closed |
$5.71K - $6.89K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-319Closed |
$2.39K - $2.89K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-286Closed |
$2.15K - $2.59K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.29MClosed |
$16.3M - $22.1M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-492KClosed |
$3.51M - $4.75M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Empyrean Capital Partners, LP
Los Angeles, CA |
SELL
|
- |
-401KClosed |
$2.86M - $3.87M
|
0
$0
|