Latest Institutional Transactions on Highland Global Allocation Fund (HGLB)
This table provides information on the latest institutional transactions involving Highland Global Allocation Fund (HGLB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
9.52K+ 65.13% |
$71.4K - $75K
|
24.1K
$174K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.8K- 34.01% |
$81K - $85.1K
|
21K
$151K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-46.5K- 5.32% |
$348K - $366K
|
827K
$5.97M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
13.5KNew |
$101K - $106K
|
13.5K
$97.4K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.03K+ 12.44% |
$15.2K - $16K
|
18.3K
$132K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
673+ 0.93% |
$5.05K - $5.3K
|
73K
$527K
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-45.8K- 23.66% |
$344K - $361K
|
148K
$1.07M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-33.4K- 14.18% |
$250K - $263K
|
202K
$1.46M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
555+ 209.43% |
$4.16K - $4.37K
|
820
$5.92K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-9.29K- 3.56% |
$69.7K - $73.2K
|
252K
$1.82M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.16K+ 12.03% |
$31.2K - $32.8K
|
38.7K
$280K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
4.08K+ 886.74% |
$30.6K - $32.1K
|
4.54K
$32.8K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
125+ 36.76% |
$938 - $985
|
465
$3.36K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-35.1K- 18.18% |
$263K - $277K
|
158K
$1.14M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-2.67K- 17.06% |
$20K - $21K
|
13K
$93.7K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-31.2K- 8.38% |
$234K - $246K
|
341K
$2.46M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.5K+ 12.3% |
$33.8K - $35.5K
|
41.1K
$297K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
43.3K+ 7.05% |
$325K - $341K
|
658K
$4.75M
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-980- 1.47% |
$7.35K - $7.72K
|
65.8K
$475K
|
|
|
Oct 24, 2024
Q3 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1.46K+ 10.0% |
$10.9K - $11.5K
|
16K
$116K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
1.5K+ 1.33% |
$11.3K - $11.8K
|
114K
$825K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
16K+ 1209.43% |
$120K - $126K
|
17.4K
$125K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
376K+ 15.68% |
$2.82M - $2.96M
|
2.78M
$20M
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
846+ 1.58% |
$6.35K - $6.67K
|
54.5K
$393K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-13.3K- 9.43% |
$99.5K - $105K
|
127K
$920K
|
|
|
Oct 07, 2024
Q3 2024
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-15K- 60.0% |
$113K - $118K
|
10K
$72.2K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-476- 36.25% |
$3.29K - $3.61K
|
837
$6.04K
|
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.5K+ 22.65% |
$65.6K - $72.1K
|
51.4K
$371K
|
|
|
Aug 07, 2024
Q2 2024
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
3.92K+ 4.74% |
$27.1K - $29.8K
|
86.7K
$626K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
8.11K+ 21.28% |
$56.1K - $61.6K
|
46.2K
$334K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
48.8KNew |
$337K - $370K
|
48.8K
$352K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-60- 0.47% |
$415 - $455
|
12.7K
$91.8K
|
|
|
Jul 30, 2024
Q2 2024
|
Matisse Capital
|
BUY
|
- |
22.3K+ 6.56% |
$154K - $169K
|
362K
$2.62M
|
|
| Q1 2024 | |||||||
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
207+ 3.84% |
$1.55K - $1.72K
|
5.59K
$40.4K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
500+ 2.29% |
$3.75K - $4.16K
|
22.3K
$161K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
24.2KNew |
$181K - $201K
|
24.2K
$174K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
15.2KNew |
$114K - $126K
|
15.2K
$110K
|
|
|
Apr 30, 2024
Q1 2024
|
Retirement Group, LLC
|
BUY
|
- |
175+ 2.81% |
$1.31K - $1.45K
|
6.4K
$46.2K
|
|
|
Apr 19, 2024
Q1 2024
|
Advisor Resource Council
|
SELL
|
- |
-233K- 92.95% |
$1.75M - $1.93M
|
17.7K
$127K
|
|
| Q4 2023 | |||||||
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6.49KNew |
$42.6K - $54.3K
|
6.49K
$46.8K
|
|
|
Feb 06, 2024
Q4 2023
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-115- 44.92% |
$754 - $963
|
141
$1.02K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
6.16KNew |
$40.4K - $51.6K
|
6.16K
$44.5K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.9KNew |
$125K - $139K
|
15.9K
$115K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
700+ 2.47% |
$5.51K - $6.09K
|
29.1K
$210K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
400New |
$3.15K - $3.48K
|
400
$2.89K
|
|
| Q2 2023 | |||||||
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.42KNew |
$11.7K - $13.4K
|
1.42K
$10.3K
|
|
|
Aug 14, 2023
Q2 2023
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-349- 0.4% |
$2.88K - $3.28K
|
86.2K
$623K
|
|
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-442- 90.02% |
$3.65K - $4.15K
|
49
$354
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.09K+ 4.05% |
$62.4K - $72.4K
|
182K
$1.32M
|
|