Latest Institutional Transactions on Highland Global Allocation Fund (HGLB)
This table provides information on the latest institutional transactions involving Highland Global Allocation Fund (HGLB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.5K+ 1.52% |
$87.8K - $113K
|
836K
$7.01M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
33.8K+ 1.37% |
$237K - $305K
|
2.49M
$20.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.7KNew |
$89.4K - $115K
|
12.7K
$107K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.3KNew |
$72.5K - $93.3K
|
10.3K
$86.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-6.7K- 4.29% |
$47.1K - $60.6K
|
149K
$1.25M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
11.1K+ 15.74% |
$77.8K - $100K
|
81.4K
$682K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.27K+ 3.47% |
$58.1K - $74.8K
|
246K
$2.06M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
142New |
$998 - $1.29K
|
142
$1.19K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.5K+ 1.99% |
$102K - $131K
|
743K
$6.23M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-54.4K- 36.86% |
$382K - $492K
|
93.2K
$781K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
307+ 1.96% |
$2.16K - $2.78K
|
16K
$134K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
1.08K+ 0.93% |
$7.57K - $9.75K
|
117K
$979K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-17.3K- 43.99% |
$122K - $156K
|
22K
$184K
|
|
|
Aug 04, 2025
Q2 2025
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-8.26K- 27.54% |
$58.1K - $74.7K
|
21.7K
$182K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.43K+ 12.17% |
$38.2K - $49.2K
|
50.1K
$420K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-33.4K- 49.68% |
$235K - $302K
|
33.8K
$283K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.5KNew |
$80.8K - $104K
|
11.5K
$96.4K
|
|
|
Jul 25, 2025
Q2 2025
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-3.1K- 2.59% |
$21.8K - $28.1K
|
117K
$980K
|
|
|
Jul 24, 2025
Q2 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
SELL
|
- |
-6.9K- 16.21% |
$48.5K - $62.5K
|
35.7K
$299K
|
|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
42.3KNew |
$297K - $383K
|
42.3K
$354K
|
|
| Q1 2025 | |||||||
|
Aug 12, 2025
Q1 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
188KNew |
$1.33M - $1.57M
|
188K
$1.57M
|
|
|
May 15, 2025
Q1 2025
|
Fortress Private Ledger, LLC
Raleigh, NC |
BUY
|
- |
51.3KNew |
$362K - $429K
|
51.3K
$430K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1K+ 4.99% |
$7.06K - $8.36K
|
21K
$176K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-81.6K- 77.85% |
$576K - $682K
|
23.2K
$195K
|
|
|
May 15, 2025
Q1 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
988+ 3.67% |
$6.98K - $8.26K
|
27.9K
$234K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
78.3KNew |
$553K - $655K
|
78.3K
$656K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.24K- 8.84% |
$8.75K - $10.4K
|
12.8K
$107K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-594K- 89.06% |
$4.19M - $4.97M
|
73K
$612K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
45KNew |
$318K - $376K
|
45K
$377K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
11.2KNew |
$79.2K - $93.8K
|
11.2K
$94K
|
|
|
May 06, 2025
Q1 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-311- 1.32% |
$2.2K - $2.6K
|
23.2K
$194K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-505- 4.39% |
$3.57K - $4.22K
|
11K
$92.2K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.07K+ 103250.0% |
$14.6K - $17.3K
|
2.07K
$17.3K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.69KNew |
$31.8K - $37.5K
|
4.69K
$39.3K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-4.06K- 89.45% |
$27.6K - $32.5K
|
479
$4.01K
|
|
|
Feb 13, 2025
Q4 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
12.6KNew |
$85.4K - $101K
|
12.6K
$105K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-819- 99.88% |
$5.56K - $6.55K
|
1
$8.38
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
BUY
|
- |
30.7K+ 8.47% |
$208K - $246K
|
393K
$3.29M
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
200New |
$1.36K - $1.6K
|
200
$1.68K
|
|
|
Jan 17, 2025
Q4 2024
|
West Branch Capital LLC
|
BUY
|
- |
1.04KNew |
$7.07K - $8.33K
|
1.04K
$8.72K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
13.5KNew |
$101K - $106K
|
13.5K
$113K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
125+ 36.76% |
$938 - $985
|
465
$3.9K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
376K+ 15.68% |
$2.82M - $2.96M
|
2.78M
$23.3M
|
|
|
Oct 07, 2024
Q3 2024
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-15K- 60.0% |
$113K - $118K
|
10K
$83.8K
|
|
| Q2 2024 | |||||||
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.5K+ 22.65% |
$65.6K - $72.1K
|
51.4K
$431K
|
|
|
Aug 07, 2024
Q2 2024
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
3.92K+ 4.74% |
$27.1K - $29.8K
|
86.7K
$726K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
8.11K+ 21.28% |
$56.1K - $61.6K
|
46.2K
$387K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
48.8KNew |
$337K - $370K
|
48.8K
$409K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-60- 0.47% |
$415 - $455
|
12.7K
$107K
|
|