Purchases and Sales Made in Q3 2021 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q3 2021. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-6.06K- 26.78% |
$31K - $32.4K
|
16.6K
$67.5K
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-8.91K- 69.88% |
$45.5K - $47.7K
|
3.84K
$15.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-10.8K- 4.98% |
$55.2K - $57.8K
|
206K
$839K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-11.4K- 3.55% |
$58.3K - $61.1K
|
310K
$1.26M
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-14.2KClosed |
$72.4K - $75.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-16K- 44.92% |
$81.7K - $85.5K
|
19.6K
$79.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Fca Corp
Houston, TX |
SELL
|
- |
-16.2K- 1.63% |
$82.6K - $86.5K
|
978K
$3.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-16.6K- 3.49% |
$84.7K - $88.7K
|
459K
$1.87M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-17.7KClosed |
$90.3K - $94.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-19.4K- 15.44% |
$99K - $104K
|
106K
$432K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.2K- 1.84% |
$103K - $108K
|
1.08M
$4.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-26.9KClosed |
$138K - $144K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-27.2KClosed |
$139K - $145K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-30.6KClosed |
$156K - $164K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-35K- 41.18% |
$179K - $187K
|
50K
$204K
|
|
|
Oct 13, 2021
Q3 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-39.2K- 19.14% |
$201K - $210K
|
166K
$675K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-81.9K- 5.04% |
$419K - $438K
|
1.54M
$6.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-647K- 26.27% |
$3.31M - $3.46M
|
1.82M
$7.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-700K- 15.59% |
$3.58M - $3.75M
|
3.79M
$15.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-757K- 9.43% |
$3.87M - $4.05M
|
7.27M
$29.6M
|