Latest Institutional Transactions on John Hancock Preferred Income Fund Iii (HPS)
This table provides information on the latest institutional transactions involving John Hancock Preferred Income Fund Iii (HPS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-93Closed |
$1.46K - $1.61K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 10, 2020
Q3 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-40.3KClosed |
$634K - $684K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-600Closed |
$9.43K - $10.2K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1KClosed |
$15.7K - $17K
|
0
$0
|
|
|
Oct 08, 2020
Q3 2020
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-334Closed |
$5.25K - $5.67K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
770+ 13.43% |
$8.97K - $13.1K
|
6.5K
$98.2K
|
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-85.1KClosed |
$992K - $1.44M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-606Closed |
$7.06K - $10.3K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-27.1KClosed |
$316K - $460K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-472Closed |
$5.5K - $8K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-200KClosed |
$2.33M - $3.39M
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-900Closed |
$10.5K - $15.3K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Live Oak Private Wealth LLC
|
BUY
|
- |
38.6KNew |
$450K - $655K
|
38.6K
$584K
|
|
|
Jul 08, 2020
Q2 2020
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-38.4KClosed |
$447K - $651K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
3.01K+ 10.73% |
$28.4K - $60K
|
31K
$469K
|
|
|
Apr 30, 2020
Q1 2020
|
High Mark Wealth Management LLC
|
SELL
|
- |
-1.28KClosed |
$12K - $25.4K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-900Closed |
$8.5K - $18K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-650Closed |
$12.2K - $13K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-200Closed |
$3.76K - $4.01K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1.04KClosed |
$19.4K - $20.8K
|
0
$0
|
|
|
Oct 24, 2019
Q3 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-10.8KClosed |
$202K - $216K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-1.1KClosed |
$20.4K - $21.3K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-10.6KClosed |
$197K - $205K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1.66KClosed |
$30.9K - $32.1K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.3KClosed |
$24.1K - $25.1K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-190Closed |
$3.53K - $3.67K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Annex Advisory Services, LLC
|
SELL
|
- |
-11.2KClosed |
$181K - $210K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-21.8KClosed |
$352K - $408K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-12.1KClosed |
$195K - $227K
|
0
$0
|
|
|
Apr 26, 2019
Q1 2019
|
Arrow Financial Corp
|
SELL
|
- |
-875Closed |
$14.1K - $16.4K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-203Closed |
$2.98K - $3.8K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-14.8KClosed |
$218K - $277K
|
0
$0
|
|
| Q3 2018 | |||||||
|
May 07, 2020
Q3 2018
|
Royal Fund Management, LLC
|
SELL
|
- |
-320Closed |
$5.86K - $6.14K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
3.33KNew |
$61K - $63.9K
|
3.33K
$50.3K
|
|
|
Nov 13, 2018
Q3 2018
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-21.4KClosed |
$392K - $411K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-269Closed |
$4.92K - $5.16K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.1KClosed |
$20.1K - $21.1K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-850Closed |
$15.6K - $16.3K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-31.2KClosed |
$542K - $582K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-150Closed |
$2.6K - $2.8K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 30, 2018
Q1 2018
|
Avondale Wealth Management
|
SELL
|
- |
-2.45KClosed |
$41.6K - $46K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-3.39KClosed |
$57.6K - $63.7K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-53.8KClosed |
$970K - $1.02M
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Sandy Spring Bank
|
SELL
|
- |
-1KClosed |
$18K - $19K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Oct 26, 2017
Q3 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-487Closed |
$8.93K - $9.43K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 08, 2017
Q2 2017
|
Spectrum Asset Management, Inc.
|
BUY
|
- |
646KNew |
N/A
|
646K
$9.77M
|
|
|
Aug 07, 2017
Q2 2017
|
Mufg Americas Holdings Corp
|
BUY
|
- |
15New |
N/A
|
15
$227
|
|