Purchases and Sales Made in Q1 2023 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q1 2023. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
43.2KNew |
$592K - $690K
|
43.2K
$649K
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
21.2K+ 13.84% |
$291K - $339K
|
175K
$2.62M
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
17.4KNew |
$238K - $277K
|
17.4K
$261K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
16.7KNew |
$228K - $266K
|
16.7K
$250K
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.9K+ 2.8% |
$219K - $255K
|
586K
$8.8M
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
14K+ 111.27% |
$192K - $223K
|
26.6K
$399K
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.2K+ 16.31% |
$168K - $195K
|
87.1K
$1.31M
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
11.8KNew |
$162K - $188K
|
11.8K
$177K
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
11KNew |
$151K - $176K
|
11K
$166K
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
10.1KNew |
$138K - $161K
|
10.1K
$151K
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
6.5KNew |
$89.1K - $104K
|
6.5K
$97.7K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.19K+ 8.96% |
$71.2K - $82.9K
|
63.1K
$949K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.14KNew |
$56.7K - $66.1K
|
4.14K
$62.2K
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.98K+ 13.63% |
$40.8K - $47.5K
|
24.8K
$373K
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
1.95KNew |
$26.7K - $31.1K
|
1.95K
$29.3K
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.86K+ 1.22% |
$25.5K - $29.7K
|
154K
$2.32M
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.8KNew |
$24.7K - $28.7K
|
1.8K
$27.1K
|
|
May 02, 2023
Q1 2023
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
1.25KNew |
$17.1K - $20K
|
1.25K
$18.8K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
656+ 3.58% |
$8.99K - $10.5K
|
19K
$285K
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
561+ 1.18% |
$7.69K - $8.96K
|
48K
$722K
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
524New |
$7.18K - $8.37K
|
524
$7.88K
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
257+ 1.56% |
$3.52K - $4.1K
|
16.8K
$252K
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
250New |
$3.43K - $3.99K
|
250
$3.76K
|
|
Nov 13, 2023
Q1 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
200New |
$2.74K - $3.19K
|
200
$3.01K
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
90+ 0.59% |
$1.23K - $1.44K
|
15.5K
$233K
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
28+ 0.24% |
$384 - $447
|
11.6K
$174K
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7+ 0.03% |
$96 - $112
|
24K
$360K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-90- 0.58% |
$1.23K - $1.44K
|
15.4K
$231K
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-106- 0.4% |
$1.45K - $1.69K
|
26.2K
$394K
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-600- 3.73% |
$8.23K - $9.58K
|
15.5K
$233K
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-650- 5.59% |
$8.91K - $10.4K
|
11K
$165K
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-770- 1.84% |
$10.6K - $12.3K
|
41.2K
$619K
|
|
May 10, 2023
Q1 2023
|
Burney CO
Reston, VA |
SELL
|
- |
-842- 2.02% |
$11.5K - $13.4K
|
40.9K
$615K
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.52K- 75.25% |
$20.8K - $24.3K
|
500
$7.52K
|
|
Apr 26, 2023
Q1 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-1.83K- 2.11% |
$25K - $29.1K
|
84.6K
$1.27M
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.04K- 14.86% |
$41.7K - $48.6K
|
17.4K
$262K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.29K- 23.99% |
$45.1K - $52.5K
|
10.4K
$157K
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.41K- 5.87% |
$46.8K - $54.5K
|
54.7K
$823K
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.03K- 4.75% |
$55.3K - $64.4K
|
80.9K
$1.22M
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-20.4K- 4.04% |
$280K - $326K
|
486K
$7.31M
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-29.3K- 12.91% |
$401K - $467K
|
197K
$2.97M
|