Purchases and Sales Made in Q2 2023 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q2 2023. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
106K+ 18.07% |
$1.37M - $1.53M
|
692K
$10.4M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.7K+ 34.08% |
$242K - $270K
|
73.4K
$1.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
15.3KNew |
$198K - $221K
|
15.3K
$229K
|
|
|
Jul 20, 2023
Q2 2023
|
Jmac Enterprises LLC
|
BUY
|
- |
11.3KNew |
$146K - $163K
|
11.3K
$169K
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.5KNew |
$136K - $152K
|
10.5K
$157K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.1K+ 6.52% |
$131K - $146K
|
165K
$2.47M
|
|
|
Aug 14, 2023
Q2 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
8.4K+ 18.01% |
$109K - $121K
|
55K
$827K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.26K+ 3.68% |
$94.3K - $105K
|
205K
$3.08M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.23K+ 59.83% |
$80.9K - $90.1K
|
16.6K
$250K
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.6K+ 13.55% |
$46.7K - $52K
|
30.2K
$453K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.27K+ 3.75% |
$42.4K - $47.3K
|
90.4K
$1.36M
|
|
|
Aug 04, 2023
Q2 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3.05KNew |
$39.5K - $44K
|
3.05K
$45.8K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.54K+ 8.11% |
$20K - $22.3K
|
20.5K
$308K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.16K+ 6.67% |
$15.1K - $16.8K
|
18.6K
$279K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
690+ 4.49% |
$8.96K - $9.98K
|
16.1K
$242K
|
|
|
Aug 14, 2023
Q2 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
600+ 5.43% |
$7.79K - $8.68K
|
11.6K
$175K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
543+ 3.24% |
$7.05K - $7.85K
|
17.3K
$260K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
128+ 1.27% |
$1.66K - $1.85K
|
10.2K
$154K
|
|
|
Jul 24, 2023
Q2 2023
|
Arkfeld Wealth Strategies, L.L.C.
|
BUY
|
- |
20+ 0.09% |
$260 - $289
|
22K
$331K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8+ 0.03% |
$104 - $116
|
24K
$360K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
5+ 0.02% |
$64.9 - $72.3
|
26.3K
$395K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Sanctuary Wealth Management, L.L.C.
|
SELL
|
- |
-200- 12.5% |
$2.6K - $2.89K
|
1.4K
$21K
|
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-260- 36.11% |
$3.37K - $3.76K
|
460
$6.91K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-300- 1.21% |
$3.89K - $4.34K
|
24.5K
$368K
|
|
|
Jul 13, 2023
Q2 2023
|
Golden Green, Inc.
|
SELL
|
- |
-455- 1.05% |
$5.91K - $6.58K
|
42.7K
$642K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-470- 0.74% |
$6.1K - $6.8K
|
62.7K
$942K
|
|
|
Aug 09, 2023
Q2 2023
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
-1.25KClosed |
$16.2K - $18.1K
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.74K- 3.63% |
$22.6K - $25.2K
|
46.3K
$696K
|
|
|
Aug 01, 2023
Q2 2023
|
Keybank National Association
|
SELL
|
- |
-2K- 10.0% |
$26K - $28.9K
|
18K
$271K
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.8K- 6.8% |
$36.4K - $40.5K
|
38.4K
$577K
|
|
|
Aug 09, 2023
Q2 2023
|
Burney CO
Reston, VA |
SELL
|
- |
-3.82K- 9.33% |
$49.5K - $55.2K
|
37.1K
$557K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.81K- 8.41% |
$88.3K - $98.4K
|
74.1K
$1.11M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10K- 99.46% |
$130K - $145K
|
54
$812
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-44.9K- 9.24% |
$583K - $649K
|
441K
$6.63M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-64.1K- 36.73% |
$832K - $927K
|
110K
$1.66M
|