Purchases and Sales Made in Q3 2022 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q3 2022. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2022
Q3 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
46.6KNew |
$672K - $808K
|
46.6K
$701K
|
|
|
Oct 27, 2022
Q3 2022
|
Keybank National Association
|
BUY
|
- |
20KNew |
$288K - $346K
|
20K
$301K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
16.3K+ 3.17% |
$235K - $283K
|
531K
$7.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.3KNew |
$220K - $265K
|
15.3K
$230K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.3K+ 5.7% |
$177K - $212K
|
228K
$3.42M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
12.2KNew |
$176K - $212K
|
12.2K
$184K
|
|
|
Feb 17, 2023
Q3 2022
|
Old National Bancorp
|
BUY
|
- |
11.6KNew |
$167K - $201K
|
11.6K
$175K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
8.78K+ 20.53% |
$127K - $152K
|
51.6K
$775K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.56K+ 10.13% |
$65.7K - $78.9K
|
49.5K
$744K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.99K+ 8.19% |
$57.4K - $69K
|
52.6K
$791K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.73K+ 2.29% |
$53.8K - $64.6K
|
167K
$2.51M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.19K+ 0.71% |
$45.9K - $55.2K
|
452K
$6.79M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.4K+ 7.06% |
$20.2K - $24.2K
|
21.2K
$319K
|
|
|
Nov 15, 2022
Q3 2022
|
Burney CO
Reston, VA |
BUY
|
- |
596+ 1.25% |
$8.59K - $10.3K
|
48.3K
$726K
|
|
|
Feb 14, 2024
Q3 2022
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
300New |
$4.32K - $5.2K
|
300
$4.51K
|
|
|
Oct 17, 2022
Q3 2022
|
Bartlett & Co. LLC
|
BUY
|
- |
300New |
$4.32K - $5.2K
|
300
$4.51K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
228+ 1.42% |
$3.29K - $3.95K
|
16.3K
$244K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
74+ 0.37% |
$1.07K - $1.28K
|
19.8K
$298K
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
60+ 9.09% |
$865 - $1.04K
|
720
$10.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
26+ 0.23% |
$375 - $450
|
11.5K
$173K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-148- 1.15% |
$2.13K - $2.56K
|
12.7K
$191K
|
|
|
Nov 03, 2022
Q3 2022
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-201- 0.25% |
$2.9K - $3.48K
|
81.8K
$1.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-260- 0.3% |
$3.75K - $4.5K
|
85.8K
$1.29M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-402- 84.99% |
$5.79K - $6.96K
|
71
$1.07K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-494- 1.9% |
$7.12K - $8.56K
|
25.4K
$382K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-545- 5.02% |
$7.85K - $9.44K
|
10.3K
$155K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-612- 18.94% |
$8.82K - $10.6K
|
2.62K
$39.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-742- 3.5% |
$10.7K - $12.9K
|
20.4K
$307K
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.3K- 3.1% |
$18.7K - $22.5K
|
40.7K
$611K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.4K- 5.17% |
$20.2K - $24.3K
|
25.7K
$386K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.45K- 4.73% |
$35.3K - $42.4K
|
49.3K
$740K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.11K- 31.68% |
$44.8K - $53.8K
|
6.7K
$101K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.26K- 2.56% |
$47K - $56.5K
|
124K
$1.86M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.45K- 89.34% |
$78.5K - $94.3K
|
650
$9.77K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5.68K- 31.9% |
$81.8K - $98.4K
|
12.1K
$182K
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-33.8K- 48.15% |
$487K - $585K
|
36.4K
$547K
|