Purchases and Sales Made in Q3 2023 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q3 2023. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
25.8K+ 28.56% |
$343K - $371K
|
116K
$1.75M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16K+ 9.72% |
$212K - $230K
|
181K
$2.71M
|
|
|
Oct 26, 2023
Q3 2023
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
11.5KNew |
$153K - $165K
|
11.5K
$173K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.8KNew |
$143K - $155K
|
10.8K
$162K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
7.23KNew |
$96K - $104K
|
7.23K
$109K
|
|
|
Nov 15, 2023
Q3 2023
|
Ramirez Asset Management, Inc.
New York, NY |
BUY
|
- |
3.5KNew |
$46.5K - $50.3K
|
3.5K
$52.6K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.03K+ 2.4% |
$13.6K - $14.7K
|
43.8K
$658K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1K+ 200.0% |
$13.3K - $14.4K
|
1.5K
$22.5K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
984+ 0.14% |
$13.1K - $14.1K
|
693K
$10.4M
|
|
|
Nov 02, 2023
Q3 2023
|
Lwm Advisory Services, LLC
Plantation, FL |
BUY
|
- |
938New |
$12.5K - $13.5K
|
938
$14.1K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
500+ 1.3% |
$6.64K - $7.18K
|
38.9K
$584K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
285+ 1.65% |
$3.78K - $4.09K
|
17.6K
$265K
|
|
|
Oct 19, 2023
Q3 2023
|
Jmac Enterprises LLC
|
BUY
|
- |
270+ 2.4% |
$3.59K - $3.88K
|
11.5K
$173K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
148+ 0.27% |
$1.97K - $2.13K
|
55.2K
$829K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
100+ 0.86% |
$1.33K - $1.44K
|
11.7K
$176K
|
|
|
Oct 16, 2023
Q3 2023
|
Arkfeld Wealth Strategies, L.L.C.
|
BUY
|
- |
89+ 0.4% |
$1.18K - $1.28K
|
22.1K
$332K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
7New |
$93 - $101
|
7
$105
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5+ 0.02% |
$66.4 - $71.8
|
24K
$360K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-9- 0.01% |
$120 - $129
|
84.4K
$1.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-38- 70.37% |
$505 - $546
|
16
$240
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-79- 0.47% |
$1.05K - $1.13K
|
16.6K
$249K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-94- 0.62% |
$1.25K - $1.35K
|
15.2K
$228K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-250- 2.28% |
$3.32K - $3.59K
|
10.7K
$161K
|
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-276- 0.33% |
$3.67K - $3.96K
|
84.4K
$1.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-337- 0.46% |
$4.48K - $4.84K
|
73K
$1.1M
|
|
|
Oct 23, 2023
Q3 2023
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-950- 48.72% |
$12.6K - $13.6K
|
1K
$15K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.3K- 2.07% |
$17.2K - $18.6K
|
61.4K
$922K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.37K- 6.66% |
$18.2K - $19.6K
|
19.2K
$288K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.07K- 4.15% |
$40.8K - $44.1K
|
71K
$1.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-4.57K- 17.42% |
$60.7K - $65.7K
|
21.7K
$326K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-5K- 10.74% |
$66.4K - $71.8K
|
41.6K
$625K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.52K- 18.3% |
$73.3K - $79.3K
|
24.6K
$370K
|
|
|
Nov 08, 2023
Q3 2023
|
Burney CO
Reston, VA |
SELL
|
- |
-6.46K- 17.42% |
$85.8K - $92.8K
|
30.6K
$460K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-7.5K- 30.61% |
$99.6K - $108K
|
17K
$256K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.98K- 42.93% |
$106K - $115K
|
10.6K
$159K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-8.9K- 4.35% |
$118K - $128K
|
196K
$2.94M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-10.2K- 2.31% |
$136K - $147K
|
431K
$6.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-20K- 18.13% |
$266K - $287K
|
90.4K
$1.36M
|