Purchases and Sales Made in Q4 2021 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q4 2021. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
261KNew |
$4.75M - $5.18M
|
261K
$4M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.4K+ 58.35% |
$371K - $405K
|
55.3K
$848K
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
16.5KNew |
$300K - $328K
|
16.5K
$253K
|
|
|
Jan 31, 2022
Q4 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
15.6KNew |
$284K - $310K
|
15.6K
$239K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.2KNew |
$223K - $243K
|
12.2K
$188K
|
|
|
Feb 04, 2022
Q4 2021
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
10KNew |
$182K - $199K
|
10K
$153K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.82K+ 86.17% |
$51.4K - $56K
|
6.1K
$93.5K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.87KNew |
$34.1K - $37.1K
|
1.87K
$28.7K
|
|
|
Feb 08, 2022
Q4 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
1.47K+ 2.89% |
$26.8K - $29.2K
|
52.3K
$802K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.29K+ 6.96% |
$23.5K - $25.7K
|
19.9K
$304K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.19K+ 0.84% |
$21.6K - $23.6K
|
142K
$2.17M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1K+ 8.58% |
$18.2K - $19.9K
|
12.7K
$194K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
938New |
$17.1K - $18.6K
|
938
$14.4K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
808New |
$14.7K - $16K
|
808
$12.4K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
800+ 0.93% |
$14.6K - $15.9K
|
86.6K
$1.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
655+ 2.83% |
$11.9K - $13K
|
23.8K
$364K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
634+ 5.18% |
$11.5K - $12.6K
|
12.9K
$197K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
600New |
$10.9K - $11.9K
|
600
$9.2K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
573+ 2.73% |
$10.4K - $11.4K
|
21.5K
$330K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
341+ 11.8% |
$6.21K - $6.77K
|
3.23K
$49.5K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
300New |
$5.46K - $5.96K
|
300
$4.6K
|
|
|
Jan 19, 2022
Q4 2021
|
Selway Asset Management
Boise, ID |
BUY
|
- |
300+ 0.69% |
$5.46K - $5.96K
|
44K
$674K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
228+ 0.45% |
$4.15K - $4.53K
|
51K
$781K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
183+ 1.11% |
$3.33K - $3.63K
|
16.6K
$255K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
5+ 1.57% |
$91.1 - $99.3
|
324
$4.97K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-101- 3.24% |
$1.84K - $2K
|
3.02K
$46.3K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-145Closed |
$2.64K - $2.88K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-205- 0.97% |
$3.73K - $4.07K
|
20.9K
$321K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-321- 1.32% |
$5.85K - $6.37K
|
24K
$368K
|
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-400Closed |
$7.28K - $7.94K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-575- 2.06% |
$10.5K - $11.4K
|
27.4K
$420K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-764Closed |
$13.9K - $15.2K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.45KClosed |
$26.4K - $28.8K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.99KClosed |
$36.2K - $39.4K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.41K- 18.83% |
$43.8K - $47.8K
|
10.4K
$159K
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-2.5K- 4.43% |
$45.5K - $49.6K
|
53.9K
$827K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.59K- 10.81% |
$47.2K - $51.4K
|
21.4K
$328K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.9K- 5.52% |
$52.9K - $57.6K
|
49.7K
$762K
|
|
|
Jan 25, 2022
Q4 2021
|
Old National Bancorp
|
SELL
|
- |
-4.17K- 26.4% |
$75.9K - $82.8K
|
11.6K
$178K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.38K- 0.89% |
$79.7K - $86.9K
|
488K
$7.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-5.04K- 3.47% |
$91.8K - $100K
|
140K
$2.15M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-5.51K- 1.0% |
$100K - $109K
|
545K
$8.35M
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5.6KClosed |
$102K - $111K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-9.77K- 89.06% |
$178K - $194K
|
1.2K
$18.4K
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-10K- 58.82% |
$182K - $199K
|
7K
$107K
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-10.2K- 21.78% |
$185K - $202K
|
36.5K
$559K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-11.1KClosed |
$202K - $220K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.4K- 50.0% |
$207K - $225K
|
11.4K
$174K
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-34.9KClosed |
$636K - $693K
|
0
$0
|