Purchases and Sales Made in Q4 2022 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q4 2022. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
118K+ 26.06% |
$1.63M - $1.81M
|
570K
$8.56M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.7K+ 23.18% |
$396K - $441K
|
153K
$2.29M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
23.3K+ 45.25% |
$322K - $358K
|
74.9K
$1.13M
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.4KNew |
$198K - $221K
|
14.4K
$216K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.4K+ 16.96% |
$116K - $129K
|
57.9K
$871K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
7.14KNew |
$98.6K - $110K
|
7.14K
$107K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.49K+ 10.43% |
$75.8K - $84.2K
|
58.1K
$874K
|
|
|
Feb 08, 2023
Q4 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
4.7K+ 5.74% |
$64.8K - $72K
|
86.5K
$1.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Sanctuary Wealth Management, L.L.C.
|
BUY
|
- |
1.6KNew |
$22.1K - $24.5K
|
1.6K
$24K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.53KNew |
$21K - $23.4K
|
1.53K
$22.9K
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
1.3K+ 3.2% |
$17.9K - $19.9K
|
42K
$631K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.27K+ 7.43% |
$17.5K - $19.4K
|
18.3K
$275K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.08KNew |
$14.9K - $16.6K
|
1.08K
$16.3K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
911+ 3.58% |
$12.6K - $14K
|
26.4K
$396K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
800New |
$11K - $12.3K
|
800
$12K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
600+ 2.83% |
$8.28K - $9.2K
|
21.8K
$328K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
249+ 1.53% |
$3.44K - $3.82K
|
16.5K
$248K
|
|
|
Feb 06, 2023
Q4 2022
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
150New |
$2.07K - $2.3K
|
150
$2.25K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
90+ 0.59% |
$1.24K - $1.38K
|
15.4K
$231K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
45New |
$621 - $690
|
45
$676
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
29+ 0.25% |
$400 - $445
|
11.5K
$174K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18+ 0.09% |
$248 - $276
|
20.5K
$307K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-147- 1.16% |
$2.03K - $2.25K
|
12.6K
$189K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-233- 2.26% |
$3.22K - $3.57K
|
10.1K
$152K
|
|
|
Jan 11, 2023
Q4 2022
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-300- 21.9% |
$4.14K - $4.6K
|
1.07K
$16.1K
|
|
|
Feb 09, 2023
Q4 2022
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-415- 70.34% |
$5.73K - $6.37K
|
175
$2.63K
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-500- 4.12% |
$6.9K - $7.67K
|
11.6K
$175K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-600- 22.9% |
$8.28K - $9.2K
|
2.02K
$30.4K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-690- 4.29% |
$9.52K - $10.6K
|
15.4K
$231K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-835- 0.97% |
$11.5K - $12.8K
|
84.9K
$1.28M
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-981- 0.43% |
$13.5K - $15K
|
227K
$3.41M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.74K- 6.77% |
$24K - $26.7K
|
23.9K
$360K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.78K- 3.61% |
$24.5K - $27.3K
|
47.5K
$714K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.87KClosed |
$25.8K - $28.7K
|
0
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.12K- 30.87% |
$84.4K - $93.9K
|
13.7K
$206K
|
|
|
Feb 14, 2023
Q4 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-6.2K- 25.4% |
$85.6K - $95.1K
|
18.2K
$274K
|
|
|
Feb 06, 2023
Q4 2022
|
Burney CO
Reston, VA |
SELL
|
- |
-6.59K- 13.63% |
$90.9K - $101K
|
41.7K
$627K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-13.6K- 8.16% |
$188K - $209K
|
153K
$2.3M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-24.7K- 4.65% |
$341K - $379K
|
507K
$7.61M
|