Purchases and Sales Made in Q4 2023 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q4 2023. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
319K+ 74.08% |
$3.78M - $4.51M
|
750K
$11.3M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
55.4KNew |
$655K - $783K
|
55.4K
$832K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
47.7KNew |
$564K - $674K
|
47.7K
$716K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
41.2K+ 21.05% |
$488K - $583K
|
237K
$3.56M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
35.3K+ 49.72% |
$418K - $499K
|
106K
$1.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
31.6K+ 4.56% |
$373K - $446K
|
724K
$10.9M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
26.6K+ 177333.33% |
$315K - $376K
|
26.6K
$400K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
26.6K+ 166243.75% |
$315K - $376K
|
26.6K
$400K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.5K+ 20.48% |
$219K - $262K
|
109K
$1.64M
|
|
|
Jan 11, 2024
Q4 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
12.8KNew |
$151K - $180K
|
12.8K
$192K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11.9K+ 67.68% |
$141K - $168K
|
29.5K
$444K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11.5K+ 67.44% |
$136K - $162K
|
28.5K
$428K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.6KNew |
$125K - $150K
|
10.6K
$159K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
7.19KNew |
$85.1K - $102K
|
7.19K
$108K
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
5.4K+ 45.99% |
$63.9K - $76.4K
|
17.1K
$258K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
3.5K+ 2.2% |
$41.4K - $49.5K
|
162K
$2.44M
|
|
|
Jan 19, 2024
Q4 2023
|
Activest Wealth Management
|
BUY
|
- |
2.22KNew |
$26.2K - $31.3K
|
2.22K
$33.3K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.95K+ 255.1% |
$23.1K - $27.6K
|
2.71K
$40.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1.9KNew |
$22.5K - $26.9K
|
1.9K
$28.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.51K+ 0.84% |
$17.8K - $21.3K
|
182K
$2.74M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
780+ 3.6% |
$9.23K - $11K
|
22.5K
$338K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
496New |
$5.87K - $7.01K
|
496
$7.45K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
304New |
$3.6K - $4.3K
|
304
$4.57K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
231+ 1.39% |
$2.73K - $3.27K
|
16.8K
$252K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
200+ 30.77% |
$2.37K - $2.83K
|
850
$12.8K
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
157+ 0.28% |
$1.86K - $2.22K
|
55.3K
$832K
|
|
|
Jan 11, 2024
Q4 2023
|
Arkfeld Wealth Strategies, L.L.C.
|
BUY
|
- |
141+ 0.64% |
$1.67K - $1.99K
|
22.3K
$334K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
8New |
$94.6 - $113
|
8
$120
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4- 0.16% |
$47.3 - $56.6
|
2.51K
$37.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-41- 0.17% |
$485 - $580
|
23.9K
$360K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-65- 0.61% |
$769 - $919
|
10.5K
$158K
|
|
|
Feb 14, 2024
Q4 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-300Closed |
$3.55K - $4.24K
|
0
$0
|
|
|
Jan 31, 2024
Q4 2023
|
Key F Inancial Inc
|
SELL
|
- |
-375- 21.84% |
$4.44K - $5.3K
|
1.34K
$20.2K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-750- 3.92% |
$8.87K - $10.6K
|
18.4K
$277K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1K- 93.46% |
$11.8K - $14.1K
|
70
$1.05K
|
|
|
Feb 13, 2024
Q4 2023
|
Keybank National Association
|
SELL
|
- |
-1K- 5.56% |
$11.8K - $14.1K
|
17K
$256K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1K- 66.67% |
$11.8K - $14.1K
|
500
$7.52K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.46K- 3.14% |
$17.2K - $20.6K
|
44.9K
$674K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.09K- 2.86% |
$24.7K - $29.5K
|
71K
$1.07M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.43K- 6.25% |
$28.7K - $34.3K
|
36.5K
$548K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-2.5K- 34.58% |
$29.6K - $35.4K
|
4.73K
$71.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-2.8K- 6.74% |
$33.1K - $39.6K
|
38.8K
$583K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.4K- 3.78% |
$52K - $62.2K
|
112K
$1.68M
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-5K- 32.98% |
$59.2K - $70.7K
|
10.2K
$153K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-7.13K- 28.92% |
$84.3K - $101K
|
17.5K
$263K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.6K- 17.25% |
$125K - $150K
|
50.8K
$763K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-87.6K- 10.79% |
$1.04M - $1.24M
|
724K
$10.9M
|