Purchases and Sales Made in Q3 2021 in Tekla Healthcare Investors (HQH)
This table provides information about the institutional ownership of Tekla Healthcare Investors (HQH) during Q3 2021. The information is specifically focused on institutions that hold shares of TEKLA HEALTHCARE INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-17Closed |
$427 - $475
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-81- 3.46% |
$2.03K - $2.26K
|
2.26K
$39.3K
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-96- 0.94% |
$2.41K - $2.68K
|
10.1K
$176K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-231- 12.99% |
$5.8K - $6.45K
|
1.55K
$26.9K
|
|
|
Oct 20, 2021
Q3 2021
|
Sippican Capital Advisors
|
SELL
|
- |
-440- 2.93% |
$11K - $12.3K
|
14.6K
$253K
|
|
|
Oct 26, 2021
Q3 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-544- 1.45% |
$13.7K - $15.2K
|
36.9K
$642K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-544Closed |
$13.7K - $15.2K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-776- 4.26% |
$19.5K - $21.7K
|
17.4K
$303K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-820- 0.25% |
$20.6K - $22.9K
|
322K
$5.61M
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-990Closed |
$24.9K - $27.7K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-1K- 11.1% |
$25.1K - $27.9K
|
8.01K
$139K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.11K- 1.31% |
$28K - $31.1K
|
84.1K
$1.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.22KClosed |
$30.7K - $34.1K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.31K- 4.05% |
$32.9K - $36.6K
|
31K
$540K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.31KClosed |
$33K - $36.7K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.4KClosed |
$35.1K - $39.1K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-1.52KClosed |
$38.2K - $42.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Needham Investment Management LLC
New York, NY |
SELL
|
- |
-1.59K- 0.47% |
$40K - $44.5K
|
335K
$5.83M
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-1.65KClosed |
$41.4K - $46.1K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.76KClosed |
$44.1K - $49.1K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-1.82K- 7.84% |
$45.7K - $50.8K
|
21.4K
$373K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.84KClosed |
$46.3K - $51.4K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-1.99K- 16.5% |
$49.9K - $55.5K
|
10.1K
$175K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.14K- 7.81% |
$53.8K - $59.9K
|
25.3K
$441K
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.53K- 1.9% |
$63.5K - $70.6K
|
131K
$2.28M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.72K- 16.11% |
$68.4K - $76.1K
|
14.2K
$247K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.41K- 2.27% |
$85.6K - $95.2K
|
147K
$2.56M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.43K- 17.89% |
$86.1K - $95.8K
|
15.7K
$274K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-7.05K- 39.49% |
$177K - $197K
|
10.8K
$188K
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-7.39K- 10.44% |
$185K - $206K
|
63.3K
$1.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-8.34KClosed |
$209K - $233K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-8.8KClosed |
$221K - $246K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-13.3K- 10.7% |
$333K - $371K
|
111K
$1.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-15.2K- 21.69% |
$383K - $426K
|
55K
$957K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15.4K- 5.53% |
$386K - $429K
|
262K
$4.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-19.1K- 3.45% |
$478K - $532K
|
533K
$9.27M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-21.7K- 21.26% |
$546K - $607K
|
80.5K
$1.4M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-55.7K- 34.2% |
$1.4M - $1.56M
|
107K
$1.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-73.3KClosed |
$1.84M - $2.05M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-79KClosed |
$1.98M - $2.21M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-86KClosed |
$2.16M - $2.4M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-93.7K- 81.48% |
$2.35M - $2.62M
|
21.3K
$371K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-143K- 42.87% |
$3.59M - $4M
|
191K
$3.32M
|