Latest Institutional Transactions on Tekla Life Sciences Investors (HQL)
This table provides information on the latest institutional transactions involving Tekla Life Sciences Investors (HQL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-13.5KClosed |
$207K - $260K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-13KClosed |
$200K - $251K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
Oak Family Advisors, LLC
|
SELL
|
- |
-14.7KClosed |
$225K - $283K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-600Closed |
$9.21K - $11.6K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
First Community Trust Na
|
BUY
|
- |
100New |
$1.85K - $2.16K
|
100
$1.33K
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-11KClosed |
$204K - $238K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-13.1KClosed |
$241K - $282K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
597+ 20.8% |
$11K - $12.9K
|
3.47K
$46.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-6.36KClosed |
$118K - $137K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-329Closed |
$6.09K - $7.1K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
429New |
$7.94K - $9.26K
|
429
$5.71K
|
|
| Q3 2021 | |||||||
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-2.68KClosed |
$54.3K - $60.8K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-9.92KClosed |
$201K - $225K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-1.84KClosed |
$37.3K - $41.7K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$203K - $227K
|
10K
$133K
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
11.1KNew |
$224K - $251K
|
11.1K
$147K
|
|
| Q2 2021 | |||||||
|
Aug 10, 2021
Q2 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-13.3KClosed |
$254K - $285K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-113- 63.48% |
$2.16K - $2.42K
|
65
$865
|
|
|
Jul 21, 2021
Q2 2021
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-300Closed |
$5.74K - $6.43K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-10.5KClosed |
$203K - $232K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-8.01KClosed |
$155K - $177K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-3Closed |
$57.9 - $66.2
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-57Closed |
$1.1K - $1.26K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-16.1KClosed |
$312K - $356K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-1K- 7.28% |
$19.3K - $22.1K
|
12.7K
$169K
|
|
|
Apr 09, 2021
Q1 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
14+ 2.14% |
$270 - $309
|
667
$8.87K
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-13.1KClosed |
$220K - $265K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-956Closed |
$16.1K - $19.3K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-2.8KClosed |
$47K - $56.6K
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-16.7KClosed |
$280K - $337K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Archer Investment Corp
|
SELL
|
- |
-3.16KClosed |
$52.8K - $60.2K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-800Closed |
$13.4K - $15.2K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-37.8KClosed |
$632K - $721K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-19Closed |
$317 - $362
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-32.8KClosed |
$547K - $624K
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Baystate Wealth Management LLC
|
SELL
|
- |
-188Closed |
$3.14K - $3.58K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-14.2KClosed |
$202K - $261K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-12.5KClosed |
$178K - $230K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-21.8KClosed |
$310K - $401K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-12.1KClosed |
$173K - $223K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-644Closed |
$9.16K - $11.8K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-14.4KClosed |
$205K - $265K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-111KClosed |
$1.36M - $2M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-500Closed |
$6.11K - $9K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-2.3KClosed |
$28.1K - $41.4K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-26Closed |
$318 - $468
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 11, 2020
Q4 2019
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-13.2KClosed |
$193K - $235K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6.5K+ 32.5% |
$95.1K - $116K
|
26.5K
$352K
|
|