Purchases and Sales Made in Q1 2022 in Tekla Life Sciences Investors (HQL)
This table provides information about the institutional ownership of Tekla Life Sciences Investors (HQL) during Q1 2022. The information is specifically focused on institutions that hold shares of TEKLA LIFE SCIENCES INVESTORS.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
53.4K+ 14.07% |
$820K - $1.03M
|
433K
$6.15M
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
40KNew |
$614K - $772K
|
40K
$569K
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.5K+ 8.66% |
$530K - $666K
|
433K
$6.15M
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
24.6KNew |
$378K - $475K
|
24.6K
$350K
|
|
Apr 22, 2022
Q1 2022
|
180 Wealth Advisors, LLC
|
BUY
|
- |
16.6K+ 24.16% |
$254K - $319K
|
85.1K
$1.21M
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
16.3KNew |
$250K - $314K
|
16.3K
$231K
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.3K+ 20.08% |
$205K - $257K
|
79.7K
$1.13M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.3K+ 23.84% |
$189K - $237K
|
63.8K
$907K
|
|
May 16, 2022
Q1 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
12KNew |
$185K - $232K
|
12K
$171K
|
|
May 16, 2022
Q1 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
10.3KNew |
$157K - $198K
|
10.3K
$146K
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
9.5K+ 65.07% |
$146K - $183K
|
24.1K
$342K
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.74KNew |
$88.1K - $111K
|
5.74K
$81.5K
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.49K+ 6.52% |
$68.8K - $86.5K
|
73.2K
$1.04M
|
|
Apr 13, 2022
Q1 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
4.45K+ 1.33% |
$68.4K - $85.9K
|
339K
$4.82M
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
4.45KNew |
$68.2K - $85.8K
|
4.45K
$63.2K
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
2.98K+ 29.18% |
$45.7K - $57.4K
|
13.2K
$187K
|
|
May 16, 2022
Q1 2022
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
2.87K+ 14.45% |
$44K - $55.3K
|
22.7K
$323K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.15KNew |
$33K - $41.5K
|
2.15K
$30.5K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2K+ 3.71% |
$30.6K - $38.5K
|
55.7K
$792K
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.98K+ 15.31% |
$30.4K - $38.2K
|
14.9K
$212K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.01KNew |
$15.4K - $19.4K
|
1.01K
$14.3K
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
988+ 1.35% |
$15.2K - $19.1K
|
74.4K
$1.06M
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
592+ 74.47% |
$9.09K - $11.4K
|
1.39K
$19.7K
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
500+ 30.34% |
$7.68K - $9.65K
|
2.15K
$30.5K
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
368+ 2.41% |
$5.65K - $7.1K
|
15.7K
$222K
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
280+ 2.42% |
$4.3K - $5.4K
|
11.9K
$169K
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
247+ 2.42% |
$3.79K - $4.76K
|
10.5K
$149K
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
63+ 0.22% |
$967 - $1.22K
|
28.9K
$411K
|
|
May 06, 2022
Q1 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
33+ 0.31% |
$507 - $637
|
10.6K
$151K
|
|
May 03, 2022
Q1 2022
|
West Branch Capital LLC
|
BUY
|
- |
16+ 2.44% |
$246 - $309
|
672
$9.55K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5New |
$76.8 - $96.4
|
5
$71.1
|
|
Apr 19, 2022
Q1 2022
|
Fifth Third Bancorp
|
BUY
|
- |
3+ 150.0% |
$46.1 - $57.9
|
5
$71.1
|
|
May 06, 2022
Q1 2022
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-107- 9.73% |
$1.64K - $2.06K
|
993
$14.1K
|
|
Apr 28, 2022
Q1 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-600Closed |
$9.21K - $11.6K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-600Closed |
$9.21K - $11.6K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-630- 1.31% |
$9.67K - $12.2K
|
47.3K
$673K
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-752- 3.6% |
$11.5K - $14.5K
|
20.1K
$286K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1KClosed |
$15.4K - $19.3K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.39K- 3.69% |
$21.4K - $26.9K
|
36.3K
$516K
|
|
May 11, 2022
Q1 2022
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-1.51K- 10.02% |
$23.1K - $29K
|
13.5K
$192K
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.96K- 9.35% |
$30.1K - $37.8K
|
19K
$270K
|
|
Apr 26, 2022
Q1 2022
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-2.55K- 2.57% |
$39.1K - $49.2K
|
96.5K
$1.37M
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.71K- 7.33% |
$41.6K - $52.2K
|
34.2K
$486K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.66K- 16.25% |
$56.2K - $70.6K
|
18.9K
$268K
|
|
May 03, 2022
Q1 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3.95K- 28.33% |
$60.7K - $76.3K
|
10K
$142K
|
|
May 16, 2022
Q1 2022
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-10KClosed |
$154K - $193K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-10.8KClosed |
$166K - $208K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.9K- 48.44% |
$182K - $229K
|
12.6K
$179K
|