Purchases and Sales Made in Q1 2023 in Tekla Life Sciences Investors (HQL)
This table provides information about the institutional ownership of Tekla Life Sciences Investors (HQL) during Q1 2023. The information is specifically focused on institutions that hold shares of TEKLA LIFE SCIENCES INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
86.5K+ 19.48% |
$1.16M - $1.29M
|
531K
$7.16M
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
74K+ 18.98% |
$989K - $1.11M
|
464K
$6.26M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
62.7K+ 40.24% |
$839K - $937K
|
219K
$2.95M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
54.7K+ 21.42% |
$732K - $818K
|
310K
$4.19M
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
40K+ 74.45% |
$535K - $597K
|
93.7K
$1.26M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
35.8K+ 13.23% |
$479K - $535K
|
306K
$4.14M
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
21.1K+ 129.04% |
$282K - $315K
|
37.4K
$506K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
15.2K+ 12.6% |
$203K - $227K
|
136K
$1.83M
|
|
|
May 15, 2023
Q1 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
14.3K+ 37.13% |
$192K - $214K
|
52.9K
$714K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
14.2K+ 132.67% |
$190K - $213K
|
25K
$337K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.1K+ 16.47% |
$175K - $196K
|
92.8K
$1.25M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12KNew |
$161K - $180K
|
12K
$163K
|
|
|
Apr 07, 2023
Q1 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
10.7KNew |
$143K - $159K
|
10.7K
$144K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
8.36K+ 17.44% |
$112K - $125K
|
56.3K
$760K
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
8.3K+ 48.2% |
$111K - $124K
|
25.5K
$345K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.95K+ 11.57% |
$93K - $104K
|
67K
$905K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.72K+ 3.54% |
$76.5K - $85.5K
|
168K
$2.26M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
5.5K+ 16.67% |
$73.5K - $82.2K
|
38.5K
$520K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.99K+ 5.63% |
$53.3K - $59.6K
|
74.8K
$1.01M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.15K+ 4.95% |
$42.1K - $47K
|
66.7K
$900K
|
|
|
Apr 07, 2023
Q1 2023
|
180 Wealth Advisors, LLC
|
BUY
|
- |
2.4K+ 2.19% |
$32.1K - $35.8K
|
112K
$1.51M
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
2.2KNew |
$29.4K - $32.9K
|
2.2K
$29.7K
|
|
|
May 12, 2023
Q1 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
1.7K+ 0.68% |
$22.7K - $25.4K
|
252K
$3.4M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.51KNew |
$20.1K - $22.5K
|
1.51K
$20.3K
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
1.5K+ 2.31% |
$20.1K - $22.4K
|
66.5K
$898K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.25K+ 7.46% |
$16.7K - $18.7K
|
18K
$243K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.07KNew |
$14.3K - $16K
|
1.07K
$14.4K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
861+ 3.05% |
$11.5K - $12.9K
|
29.1K
$393K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
750+ 6.17% |
$10K - $11.2K
|
12.9K
$174K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
648+ 1.68% |
$8.66K - $9.68K
|
39.2K
$529K
|
|
|
Nov 06, 2023
Q1 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
470New |
$6.28K - $7.02K
|
470
$6.35K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
401+ 2.44% |
$5.36K - $5.99K
|
16.8K
$227K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
116+ 2.44% |
$1.55K - $1.73K
|
4.87K
$65.8K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
75+ 0.76% |
$1K - $1.12K
|
9.94K
$134K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
38New |
$508 - $568
|
38
$513
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
35+ 2.41% |
$468 - $523
|
1.49K
$20.1K
|
|
|
May 08, 2023
Q1 2023
|
Live Oak Private Wealth LLC
|
BUY
|
- |
25+ 0.18% |
$334 - $374
|
14.3K
$193K
|
|
|
Apr 12, 2023
Q1 2023
|
Piershale Financial Group, Inc.
|
BUY
|
- |
20+ 2.5% |
$267 - $299
|
820
$11.1K
|
|
|
Apr 20, 2023
Q1 2023
|
West Branch Capital LLC
|
BUY
|
- |
18+ 2.5% |
$241 - $269
|
737
$9.95K
|
|
|
May 10, 2023
Q1 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
13+ 2.6% |
$174 - $194
|
513
$6.93K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6+ 0.05% |
$80.2 - $89.6
|
11.8K
$159K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1+ 100.0% |
$13.4 - $14.9
|
2
$27
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-9- 0.08% |
$120 - $134
|
11.2K
$151K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-143- 13.24% |
$1.91K - $2.14K
|
937
$12.6K
|
|
|
Apr 18, 2023
Q1 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-190- 1.45% |
$2.54K - $2.84K
|
12.9K
$174K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-324- 3.16% |
$4.33K - $4.84K
|
9.94K
$134K
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-366- 0.1% |
$4.89K - $5.47K
|
367K
$4.96M
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-540- 5.06% |
$7.22K - $8.07K
|
10.1K
$137K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-631- 1.82% |
$8.44K - $9.43K
|
34K
$459K
|