Purchases and Sales Made in Q3 2021 in Tekla Life Sciences Investors (HQL)
This table provides information about the institutional ownership of Tekla Life Sciences Investors (HQL) during Q3 2021. The information is specifically focused on institutions that hold shares of TEKLA LIFE SCIENCES INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
417KNew |
$8.45M - $9.45M
|
417K
$5.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
30.5KNew |
$618K - $691K
|
30.5K
$412K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
24.1KNew |
$489K - $547K
|
24.1K
$326K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
23.7K+ 19.22% |
$481K - $538K
|
147K
$1.99M
|
|
|
Nov 10, 2021
Q3 2021
|
Oak Family Advisors, LLC
|
BUY
|
- |
16.8KNew |
$340K - $380K
|
16.8K
$226K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
16.7K+ 5.1% |
$338K - $378K
|
344K
$4.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.9K+ 26.87% |
$282K - $315K
|
65.6K
$885K
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
13KNew |
$263K - $294K
|
13K
$175K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
11.7KNew |
$237K - $265K
|
11.7K
$158K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.6K+ 15.44% |
$214K - $240K
|
79.1K
$1.07M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$203K - $227K
|
10K
$135K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
8.38K+ 1.92% |
$170K - $190K
|
445K
$6M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.43K+ 18.92% |
$151K - $168K
|
46.7K
$631K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
4.67K+ 276.57% |
$94.7K - $106K
|
6.36K
$85.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.99K+ 15.48% |
$60.6K - $67.8K
|
22.3K
$301K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.97K+ 2.59% |
$60.3K - $67.4K
|
118K
$1.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
2.87KNew |
$58.2K - $65.1K
|
2.87K
$38.7K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
1.9K+ 1.64% |
$38.5K - $43K
|
118K
$1.59M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.89K+ 6.69% |
$38.3K - $42.8K
|
30.2K
$407K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.5KNew |
$30.4K - $34K
|
1.5K
$20.3K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.41K+ 1.06% |
$28.6K - $31.9K
|
135K
$1.82M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.35K+ 7.12% |
$27.4K - $30.6K
|
20.3K
$274K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
827+ 1.71% |
$16.8K - $18.7K
|
49.1K
$663K
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
473+ 4.49% |
$9.59K - $10.7K
|
11K
$149K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
404+ 3.42% |
$8.19K - $9.16K
|
12.2K
$165K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
391+ 2.67% |
$7.93K - $8.86K
|
15.1K
$203K
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
375+ 1.98% |
$7.6K - $8.5K
|
19.3K
$261K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
263+ 1.96% |
$5.33K - $5.96K
|
13.7K
$185K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
213+ 1.95% |
$4.32K - $4.83K
|
11.1K
$150K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
196+ 2.0% |
$3.97K - $4.44K
|
10K
$135K
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
56+ 0.55% |
$1.14K - $1.27K
|
10.3K
$139K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
44+ 0.2% |
$892 - $997
|
22.6K
$304K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
41+ 0.16% |
$831 - $929
|
25.4K
$343K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
38+ 0.13% |
$770 - $861
|
29.7K
$401K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
31+ 1.99% |
$628 - $703
|
1.59K
$21.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
27New |
$547 - $612
|
27
$365
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15+ 1.96% |
$304 - $340
|
779
$10.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13+ 2.03% |
$264 - $295
|
652
$8.8K
|
|
|
Nov 09, 2021
Q3 2021
|
West Branch Capital LLC
|
BUY
|
- |
12+ 1.9% |
$243 - $272
|
642
$8.67K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$20.3 - $22.7
|
1
$13.5
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-17- 0.17% |
$345 - $385
|
10.1K
$136K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-29- 0.05% |
$588 - $657
|
64.1K
$865K
|
|
|
Oct 28, 2021
Q3 2021
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-470- 0.74% |
$9.53K - $10.7K
|
63.1K
$852K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-564- 0.77% |
$11.4K - $12.8K
|
72.8K
$983K
|
|
|
Oct 26, 2021
Q3 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-961- 0.94% |
$19.5K - $21.8K
|
102K
$1.37M
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-1.84KClosed |
$37.3K - $41.7K
|
0
$0
|
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-2.68KClosed |
$54.3K - $60.8K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.69KClosed |
$54.4K - $60.9K
|
0
$0
|