Purchases and Sales Made in Q3 2023 in Tekla Life Sciences Investors (HQL)
This table provides information about the institutional ownership of Tekla Life Sciences Investors (HQL) during Q3 2023. The information is specifically focused on institutions that hold shares of TEKLA LIFE SCIENCES INVESTORS.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
348KNew |
$4.3M - $4.76M
|
348K
$4.69M
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
169K+ 213.81% |
$2.1M - $2.32M
|
249K
$3.36M
|
|
Nov 06, 2023
Q3 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
141K+ 75.73% |
$1.74M - $1.93M
|
327K
$4.42M
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
135K+ 98.31% |
$1.67M - $1.84M
|
272K
$3.67M
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
130KNew |
$1.61M - $1.79M
|
130K
$1.76M
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
129K+ 89.81% |
$1.6M - $1.77M
|
272K
$3.68M
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
117KNew |
$1.45M - $1.6M
|
117K
$1.58M
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
101K+ 220.15% |
$1.25M - $1.39M
|
147K
$1.99M
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
86.7K+ 36.81% |
$1.07M - $1.19M
|
322K
$4.35M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
82.7K+ 14.29% |
$1.02M - $1.13M
|
662K
$8.93M
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
62.3KNew |
$771K - $852K
|
62.3K
$840K
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
35.7K+ 60.8% |
$442K - $489K
|
94.4K
$1.27M
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32KNew |
$396K - $438K
|
32K
$432K
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
27.3K+ 10.62% |
$338K - $374K
|
285K
$3.84M
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
22.7KNew |
$281K - $310K
|
22.7K
$306K
|
|
Nov 14, 2023
Q3 2023
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
22KNew |
$273K - $302K
|
22K
$297K
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
20.9KNew |
$258K - $286K
|
20.9K
$282K
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
19.9K+ 73.32% |
$247K - $273K
|
47.1K
$636K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
15.5K+ 78.92% |
$191K - $212K
|
35K
$473K
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
11.9K+ 90.75% |
$147K - $163K
|
25K
$337K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.1K+ 10.49% |
$138K - $152K
|
117K
$1.58M
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
10.5KNew |
$131K - $144K
|
10.5K
$142K
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
10.1KNew |
$126K - $139K
|
10.1K
$137K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.44K+ 11.1% |
$105K - $116K
|
84.5K
$1.14M
|
|
Nov 13, 2023
Q3 2023
|
Needham Investment Management LLC
New York, NY |
BUY
|
- |
7.86K+ 2.57% |
$97.3K - $108K
|
314K
$4.24M
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.72K+ 23.46% |
$95.5K - $106K
|
40.6K
$548K
|
|
Oct 31, 2023
Q3 2023
|
180 Wealth Advisors, LLC
|
BUY
|
- |
5.73K+ 5.25% |
$70.9K - $78.4K
|
115K
$1.55M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.37KNew |
$41.7K - $46.1K
|
3.37K
$45.5K
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
3K+ 15.2% |
$37.1K - $41.1K
|
22.7K
$307K
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
1.34K+ 2.06% |
$16.6K - $18.4K
|
66.5K
$898K
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.22K+ 1.72% |
$15.1K - $16.7K
|
72.2K
$975K
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
688+ 73.43% |
$8.52K - $9.42K
|
1.63K
$21.9K
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
389+ 2.26% |
$4.82K - $5.33K
|
17.6K
$238K
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
314New |
$3.89K - $4.3K
|
314
$4.24K
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
294+ 2.57% |
$3.64K - $4.02K
|
11.8K
$159K
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
207+ 0.09% |
$2.56K - $2.83K
|
231K
$3.12M
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
127+ 2.55% |
$1.57K - $1.74K
|
5.11K
$69K
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
112+ 0.4% |
$1.39K - $1.53K
|
28.1K
$379K
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
82+ 0.82% |
$1.02K - $1.12K
|
10.1K
$136K
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
82+ 0.82% |
$1.02K - $1.12K
|
10.1K
$136K
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
52+ 4.86% |
$644 - $712
|
1.12K
$15.1K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
38+ 2.5% |
$470 - $520
|
1.56K
$21.1K
|
|
Oct 23, 2023
Q3 2023
|
Live Oak Private Wealth LLC
|
BUY
|
- |
28+ 0.2% |
$347 - $383
|
14.3K
$193K
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
12+ 2.49% |
$149 - $164
|
493
$6.66K
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-84- 7.8% |
$1.04K - $1.15K
|
993
$13.4K
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-95- 0.82% |
$1.18K - $1.3K
|
11.5K
$156K
|
|
Oct 18, 2023
Q3 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-108- 0.84% |
$1.34K - $1.48K
|
12.8K
$173K
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-258- 2.19% |
$3.19K - $3.53K
|
11.5K
$155K
|