Purchases and Sales Made in Q4 2021 in Tekla Life Sciences Investors (HQL)
This table provides information about the institutional ownership of Tekla Life Sciences Investors (HQL) during Q4 2021. The information is specifically focused on institutions that hold shares of TEKLA LIFE SCIENCES INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
60.5K+ 41.08% |
$1.12M - $1.31M
|
208K
$2.73M
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
19.6KNew |
$363K - $424K
|
19.6K
$258K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.3K+ 26.98% |
$320K - $373K
|
81.4K
$1.07M
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
15KNew |
$278K - $324K
|
15K
$197K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.6KNew |
$270K - $315K
|
14.6K
$192K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.5KNew |
$249K - $291K
|
13.5K
$177K
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
10.5K+ 3.24% |
$194K - $227K
|
335K
$4.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.4K+ 7.39% |
$118K - $138K
|
93K
$1.22M
|
|
|
Jan 26, 2022
Q4 2021
|
180 Wealth Advisors, LLC
|
BUY
|
- |
5.43K+ 8.6% |
$100K - $117K
|
68.5K
$900K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.85K+ 10.38% |
$89.7K - $105K
|
51.6K
$677K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.6K+ 9.35% |
$85K - $99.2K
|
53.7K
$706K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
4.09K+ 3.48% |
$75.7K - $88.4K
|
122K
$1.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.9K+ 11.51% |
$72.1K - $84.1K
|
37.7K
$496K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.18K+ 4.84% |
$58.8K - $68.6K
|
68.8K
$904K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.49K+ 8.25% |
$46K - $53.7K
|
32.7K
$429K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
2KNew |
$37K - $43.2K
|
2K
$26.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
1.11K+ 3.65% |
$20.6K - $24K
|
31.6K
$415K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1KNew |
$18.5K - $21.6K
|
1K
$13.1K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
736+ 6.03% |
$13.6K - $15.9K
|
12.9K
$170K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
675+ 3.32% |
$12.5K - $14.6K
|
21K
$276K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
661+ 0.91% |
$12.2K - $14.3K
|
73.4K
$965K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
600New |
$11.1K - $13K
|
600
$7.88K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
600New |
$11.1K - $13K
|
600
$7.88K
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
597+ 20.8% |
$11K - $12.9K
|
3.47K
$45.6K
|
|
|
Feb 15, 2022
Q4 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
522+ 2.7% |
$9.66K - $11.3K
|
19.8K
$261K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
467+ 4.2% |
$8.64K - $10.1K
|
11.6K
$152K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
429New |
$7.94K - $9.26K
|
429
$5.64K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
286+ 2.78% |
$5.29K - $6.17K
|
10.6K
$139K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
274+ 2.0% |
$5.07K - $5.92K
|
14K
$183K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
223+ 1.48% |
$4.13K - $4.81K
|
15.3K
$201K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
216+ 2.16% |
$4K - $4.66K
|
10.2K
$134K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
208+ 0.93% |
$3.85K - $4.49K
|
22.5K
$296K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
109+ 1.08% |
$2.02K - $2.35K
|
10.2K
$134K
|
|
|
Feb 16, 2022
Q4 2021
|
First Community Trust Na
|
BUY
|
- |
100New |
$1.85K - $2.16K
|
100
$1.31K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
30+ 0.23% |
$555 - $648
|
13K
$171K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16+ 2.05% |
$296 - $345
|
795
$10.4K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
15+ 0.92% |
$278 - $324
|
1.65K
$21.7K
|
|
|
Jan 24, 2022
Q4 2021
|
West Branch Capital LLC
|
BUY
|
- |
14+ 2.18% |
$259 - $302
|
656
$8.62K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3+ 300.0% |
$55.5 - $64.8
|
4
$52.6
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-27Closed |
$500 - $583
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-155- 12.35% |
$2.87K - $3.35K
|
1.1K
$14.5K
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-329Closed |
$6.09K - $7.1K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-652Closed |
$12.1K - $14.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-812- 2.74% |
$15K - $17.5K
|
28.9K
$379K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-965- 3.79% |
$17.9K - $20.8K
|
24.5K
$322K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.25K- 11.29% |
$23.1K - $27K
|
9.82K
$129K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$27.8K - $32.4K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.59KClosed |
$29.3K - $34.2K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Oak Family Advisors, LLC
|
SELL
|
- |
-2.12K- 12.62% |
$39.2K - $45.7K
|
14.7K
$193K
|